Senior Compliance Officer

JAC Recruitment Pte Ltd; Singapore; On-site; SGD 60,000 - 100,000; Full time

Job summary

An established industry player is seeking a Compliance Officer who will also serve as the Data Protection Officer. This pivotal role involves developing and overseeing compliance policies, ensuring adherence to local and global regulations, and fostering a culture of compliance within the organization. The ideal candidate will possess robust experience in compliance functions, with a strong understanding of the lending industry regulations. This opportunity offers a dynamic work environment where your expertise will contribute significantly to the company's integrity and operational excellence. Join a forward-thinking team and make a meaningful impact in the financial services sector.

Qualifications

• 5+ years in compliance or 10 years in internal control functions.
• Strong knowledge of compliance laws and regulations, especially in lending.

Responsibilities

• Develop and maintain compliance policies aligned with regulations.
• Monitor business operations to ensure full compliance with laws.

Skills

Compliance Monitoring

Regulatory Reporting

Risk Assessments

Negotiation Skills

Organizational Skills

Proficiency in English

Problem-Solving Skills

Education

Bachelor’s degree in Law

Bachelor’s degree in Business

Bachelor’s degree in Finance & Accounting

Tools

MS Office

MS Excel

Job description

COMPANY OVERVIEW

Our client is an integrated financial services group in Asia.

Job Responsibilities

1. Assuming the role as the Compliance Officer
2. Appointment as the Data Protection Officer
3. Acts as the AMLO Reporting Officer
4. Develops, updates and maintains comprehensive compliance policies and procedures aligned with Singapore regulatory and the Company’s requirements
5. Actively monitor and ensure the Company is conducting its business in full compliance with all laws, regulations and internal and external compliance requirements, including ORIX global and internal policies e.g., AMLA, CTFA, foreign corrupt practices, anti-bribery laws, sanctions regulations and PDPA.
6. Ensure the Company maintains all required registration, regulatory approvals and licenses required to conduct Company’s business operations.
7. Develop, implement and oversee an annual compliance program to promote compliance, compliance awareness and to provide training and education to employees on compliance matters, including policies, procedures, and best practices.
8. Review and update the Company compliance policies and internal controls in accordance with ORIX global policies and regulatory requirements.
9. Investigate and report findings to the Board of Directors and senior management on any areas of non-compliance with laws, regulations, guidelines, internal rules and policies of the Company.

Job Requirements

1. Proficiency in English (business level)
2. At least 5 years of proven experience in compliance function or 10 years in similar internal control related functions
3. Bachelor’s degree in Law, Business or Finance & Accounting, preferably supplemented with relevant compliance qualifications
4. Strong knowledge of local and global compliance requirements and relevant laws and regulations related to the lending industry
5. Experience in developing, implementing and monitoring compliance program, including risk assessments, policy enforcement and regulatory reporting
6. Advanced in MS Office and MS Excel
7. Robust planning, organizational, negotiating and reporting abilities
8. Hands-on, pro-active and able to effectively co-operate with all levels of the organization

We regret to inform that only shortlisted candidates will be notified. Appreciate your understanding. Candidates requiring a visa need not apply.

EA: JAC Recruitment Pte. Ltd.
EA Licence: 90C3026
EA Personnel: R1872039
EA Personnel Name: Nurdiana Teng Abdullah