Senior Compliance Manager

DRAKE INTERNATIONAL (SINGAPORE) LIMITED; Singapore; On-site; SGD 90,000 - 120,000; Full time

Job summary

A fast-growing financial services firm in Singapore is looking for a Senior Compliance Manager to enhance their compliance program. The ideal candidate should have over 5 years of compliance experience, a Bachelor's degree, and a fintech background. This role involves managing regulatory relationships, enhancing compliance policies, and conducting risk assessments in a dynamic environment.

Qualifications

• 5+ years of experience in a compliance role.
• Experience in risk assessment, compliance monitoring, and regulatory reporting.
• Ability to work independently and collaboratively in a fast-paced environment.

Responsibilities

• Serve as the primary liaison with regulatory authorities.
• Maintain and enhance the compliance framework and policies.
• Conduct risk assessments and develop monitoring systems.

Skills

Compliance management

Risk assessment

Stakeholder engagement

Regulatory reporting

Communication skills

Education

Bachelor's degree in a related field

Job description

About the job

My client is a fast-growing, innovative company in the financial services industry, committed to providing seamless and transparent solutions to our customers. We are seeking a Senior Compliance Manager to join a dynamic team and play a key role in maintaining our high standards of regulatory compliance.

The Role:

As a Senior Compliance Manager, you will be responsible for managing and enhancing the compliance program in Singapore, ensuring adherence to local regulations and internal policies. You will serve as the primary point of contact with regulatory bodies, manage regulatory reporting, and proactively communicate product changes and potential risks. You will also collaborate with cross-functional teams to develop and implement effective compliance controls.

Key Responsibilities:

• Serve as the primary liaison with regulatory authorities, managing inquiries, reporting, and examinations.
• Maintain and enhance the compliance framework, policies, and procedures to ensure alignment with regulatory requirements.
• Conduct risk assessments and develop systems to track and monitor regulatory risks and compliance.
• Educate internal teams on regulatory requirements and empower them to build risk-based processes.
• Scrutinize and test compliance programs, providing constructive feedback and driving resolutions.
• Work with global product and operational teams to ensure consistent compliance practices.
• Advise on compliance-related matters for new products and initiatives.

Qualifications:

• Bachelor's degree in a related field (e.g., Law, Finance, Business)
• 5+ years of experience in a compliance role
• Candidates with start-up fintech experience and from a consultancy/audit background ideally
• Fintech background and experience dealing with products is a must-have
• Capability to engage with senior stakeholders and communicate with confidence.
• Ability to work independently and collaboratively in a fast-paced environment.
• Experience in risk assessment, compliance monitoring, and regulatory reporting.

If you're interested in this role, click ‘apply now’

If this job isn't quite right for you but you are looking for a new position, please contact us @ + 65 6645 4540 for a confidential discussion on your career.

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