Senior Compliance Executive (Up to 5.5k)

REVUP PROSERVICES PTE. LTD.; Singapore; On-site; SGD 60,000 - 85,000; Full time

Job summary

A financial services company in Singapore is seeking a Compliance Officer to ensure adherence to regulations and guide various business units. The ideal candidate will have 3-5 years of compliance experience and a solid understanding of AML regulations. The role involves reviewing client documents, resolving due diligence issues, and maintaining compliance records. This is an excellent opportunity for professionals looking to further their career in compliance.

Qualifications

• 3–5 years of relevant experience in Compliance.
• CAMS or other compliance certifications are useful.
• Strong understanding of AML/CFT regulatory requirements.

Responsibilities

• Review onboarding documents and periodic KYC reviews.
• Work with stakeholders to resolve CDD deficiencies.
• Keep track of key risk metrics for governance purposes.
• Provide compliance-related guidance to businesses.
• Maintain records for Compliance function.

Skills

Compliance knowledge

Client due diligence

Risk management

Analytical skills

Education

Bachelor’s degree in Business, Finance, Accounting or Law

Job description

The incumbent will directly report to the Group Compliance Director and be part of the Group Compliance function that covers various businesses.

Responsibilities

• Reviewing client onboarding documents and periodic Know-Your-Customer reviews (“PKR”) before
  obtaining the necessary Compliance/Senior Management approvals
• Working independently with the relevant business stakeholders to resolve any client due diligence
  (“CDD”) deficiencies
• Keeping track of key risk metrics for risk management and governance purposes (for e.g. pending/expiring CDD items, upcoming PKRs, screening alerts)
• Providing basic compliance-related guidance to the various businesses under Finova Group
• Maintaining proper records for Compliance function (for e.g. taking meeting minutes, archiving key
  reference materials/documents); and Supporting the Risk Management Committee secretariat and assisting with other ad hoc duties for the Compliance function

Requirements

• Bachelor’s degree in Business, Finance, Accounting or Law preferred
• At least 3 – 5 years of relevant experience in Compliance function, of a similar field
• Possess qualifications such as (i) Certified Anti-Money Laundering Specialist (“CAMS”) certification.
  or (ii) Compliance certification from Institute of Banking and Finance (“IBF”) or Wealth Management
  Institute (“WMI”) will be useful
• Strong understanding of anti-money laundering, countering proliferation financing and countering
  the financing of terrorism (“AML/CPF/CFT”) regulatory requirements, risk typologies, risk
  mitigating controls and customer due diligence requirements.

*We regret to inform that only shortlisted candidates would be notified

EA License Number

Vivian Chen

R23116467

EA 24C2366