Securities, Futures and Forex Dealer

KGI SECURITIES (SINGAPORE) PTE. LTD.; Singapore; On-site; SGD 50,000 - 70,000; Full time

Job summary

A financial services company in Singapore is seeking an experienced Dealer to execute various trading orders and provide essential support services. The ideal candidate should have a diploma or degree in Finance, a minimum of 3 years in dealing, and possess necessary CMFAS qualifications. Excellent communication skills and the ability to work shifts are essential, along with a keen understanding of online trading platforms.

Qualifications

• Min 3 years experience in Dealing.
• CMFAS modules 1A, 2A, 5, 6 and 6A are required.
• Good command in written and spoken English.

Responsibilities

• Execute futures, options, forex, and securities orders.
• Provide fundamental and technical analyses to clients.
• Ensure compliance with regulations and monitor trading.
• Provide trade support services and solve out-trades.
• Monitor activities related to money laundering and terrorism financing.

Skills

Communication skills

Interpersonal skills

Knowledge of online trading platforms

Ability to articulate well

Team player

Fast learner

Proactive

Ability to work shifts

Mandarin speaking

Education

Diploma or Degree in Business, Finance or related qualifications

Job description

Responsibilities

• To execute futures and options, forex, securities and related orders for all clients
• To provide fundamental and technical analyses to clients
• To provide trade support services to customers including market information and performance, monitor and advice on client margin calls and facilities, trading limits, solving of out-trades
• To ensure work and duties are carried out professionally, and comply with all rules and regulations of local /overseas regulators and exchanges
• To assist back-office departments in trade-related work, ensure institutional customers’ trade confirmations are promptly emailed to the customers. Copies of such confirmations are to be given to the Operations team (settlement)
• To solicit and provide feedback on any customers’ unusual trading patterns (e.g sudden over-speculative behaviors), patterns of movement of funds, to HODs and Compliance department.
• To monitor activities (asides from trading within limits and margin sufficiency) that could be related to money laundering and terrorism financing. Must have a good understanding of the factors which contribute to arouse suspicion in such activities
• To check and monitor customer’s equity and position limits to ensure no over-trading
• To escalate immediately on occurrence of error, to ensure a detailed account of error report is made promptly

Requirements

• Diploma or Degree in Business, Finance or related qualifications
• Min 3 years experience in Dealing
• CMFAS modules 1A, 2A, 5, 6 and 6A are required
• Knowledge on online trading platforms
• Result-oriented, well-read on industry development and ability to articulate well
• Good communication and interpersonal skills
• Able to work on shifts & public holidays
• Strong team player, fast learner, proactive and able to perform task independently
• Good command in written and spoken English. Able to speak Mandarin to support Mandarin-speaking clients