Risk & Compliance Manager

Randstad Singapore; Singapore; On-site; SGD 80,000 - 120,000; Full time

Job summary

A well-established financial advisory business is seeking an experienced risk & compliance manager. The role involves ensuring regulatory compliance, monitoring sales conduct, managing AML frameworks, and providing compliance training. Ideal candidates will have a diploma in finance and at least 5 years of relevant experience.

Qualifications

• At least 5 years of risk/compliance experience, ideally in insurance/financial advisory.
• Sound knowledge in FAA requirements.

Responsibilities

• Ensure compliance with relevant laws and regulations through gap analysis.
• Monitor sales conduct and provide compliance advice.
• Manage AML/CFT frameworks and data protection initiatives.

Skills

Communication

Stakeholder management

Education

Diploma in Banking/Finance or related discipline

Job description

About the company
Our client is a well established financial advisory business, seeking an experienced risk & compliance manager to strengthen existing regulatory compliance and risk management framework.

About the job

• Ensure compliance with relevant laws and regulations through gap analysis and stakeholder collaboration.
• Monitor sales conduct and provide compliance advice to business units.
• Manage AML/CFT frameworks and data protection initiatives.
• Support risk management activities including business continuity and third-party due diligence.
• Lead compliance training and handle investigations into misconduct.

Skills and experience required

• Diploma in Banking/Finance or in a related discipline.
• At least 5 years of risk/compliance experience, ideally in the insurance/financial advisory business.
• You should possess sound knowledge in FAA requirements.
• You should possess excellent communication and stakeholder management skills

To apply online please use the 'apply' function, alternatively you may contact Lynette Lim.
(EA: 94C3609/ R1435181 )