Regulatory Compliance (Financial Services) Manager, Risk Consulting

ernst & young advisory pte. ltd.; Singapore; Presencial; SGD 110.000 - 190.000; Jornada completa

Ventajas ofrecidas por este puesto de trabajo

Continuous learning

Flexible career development

Diverse and inclusive culture

Leadership and coaching

Descripción de la vacante

EY Singapore is seeking a Manager in Financial Services Risk Management to deliver integrated regulatory advisory services for financial institutions. You will lead projects, manage teams and collaborate with global experts to address compliance, risk governance and changing regulatory landscapes.

The role emphasises client solutions, project leadership and strong presentation skills, with opportunities for cross‑functional growth within EY’s FS practice.

Formación

• 6 years or more relevant experience in risk management, with a few years in consulting.
• Graduate or Post Graduate degree in Economics, Banking and Finance, Computational Finance, Mathematics, Statistics, Physics or equivalent preferred.
• Industry related certification is a plus (e.g., FRM, CPA/CA, CFA).

Responsabilidades

• Lead EY services in the market through business development, sales, project planning and high‑quality project execution.
• Manage projects relating to Compliance Frameworks, regulatory gap assessments and remediation, and reporting.
• Provide updates to the industry on the latest relevant laws and regulations for financial institutions.
• Advise on structuring approaches to emerging regulatory compliance or exam findings.
• Regulatory change management including planning and communication with regulators.

Conocimientos

Regulatory compliance

Regulatory risk management

Project management

Leadership

PowerPoint

Stakeholder engagement

Educación

Graduate or Post Graduate degree in Economics, Banking and Finance, Computational Finance, Mathematics, Statistics, Physics or equivalent

Herramientas

PowerPoint

Excel

Word

Descripción del empleo

At EY, you’ll have the chance to build a career as unique as you are, with the global scale, support, inclusive culture and technology to become the best version of you. And we’re counting on your unique voice and perspective to help EY become even better, too. Join us and build an exceptional experience for yourself, and a better working world for all.

We are the only professional services organization who has a separate business dedicated exclusively to the financial services marketplace. Join Financial Services (FSO) and you will work with multi-disciplinary teams from around the world to deliver a global perspective. Aligned to key industry groups including asset management, banking and capital markets, insurance and private equity, we provide integrated consulting, assurance, tax, and strategy & transaction services.

The Opportunity

As part of the Financial Services Risk Management (FSRM) practice you will provide a well-integrated broad array of risk management and regulatory advisory services to financial institutions with a focus on regulatory compliance.

Your Key Responsibilities

As a Manager in the FSRM team, you will be leading EY services in the market through business development, sales, project planning and high-quality project execution. You will be leading projects relating to:

• Compliance Frameworks – understanding of core compliance functions and related technology applications addressing compliance risk assessment, policy management, testing, monitoring and surveillance and reporting
• Regulatory gap assessments and remediation
• Provide updates to the industry on the latest relevant laws and regulations required for the financial institutions
• Advice and guidance on structuring approaches to emerging regulatory compliance or regulatory exam findings
• Regulatory change management including planning and communication with regulators

Skills and Attributes for Success

• Strong understanding of and practical experience related to regulatory requirements across various market activities of FIs such as: Banking Act, SFA, FAA, underlying regulations, and SGX rules. Insurance Regulatory Compliance knowledge as added advantage.
• Institutional / Investment banking compliance topics and issues relevant to capital markets activity including conflicts of interest, information barriers, insider trading, restricted trading / control room processes, market abuse and conduct
• Private banking / wealth management compliance related to key topics regarding suitability, sales practices, new product processes, or client money
• Retail /consumer banking compliance incl. consumer protection, conduct, treating customers fairly, mortgage and consumer lending regulation
• Knowledge of banking products, market conventions and sales practice
• Regulatory requirements related to enterprise risk management such as capital adequacy, stress testing, or risk governance
• Ability to develop and implement practical client solutions and execute projects based on key compliance principles
• Strong interpersonal and teaming skills
• Effective leadership, project management and teamwork skills
• Strong presentation skills and proficiency in the use of PowerPoint, Word and Excel

To qualify for the role, you must have

• 6 years or more relevant experience relevant risk management domain, a few years of which in a consulting firm
• Graduate or Post Graduate degree in Economics, Banking and Finance, Computational Finance, Mathematics, Statistics, Physics or equivalent preferred
• Industry related certification is a plus (e.g., FRM, CPA/ CA, CFA)

What we look for

Highly motivated individuals with excellent problem-solving skills and the ability to prioritize shifting workloads in a rapidly changing industry. An effective communicator, you’ll be a confident team player that collaborates with people from various teams while looking to develop your career in a dynamic organization

What we offer

• Continuous learning: You’ll develop the mindset and skills to navigate whatever comes next.
• Success as defined by you: We’ll provide the tools and flexibility, so you can make a meaningful impact, your way.
• Transformative leadership: We’ll give you the insights, coaching and confidence to be the leader the world needs.
• Diverse and inclusive culture: You’ll be embraced for who you are and empowered to use your voice to help others find theirs.