Regulatory & Compliance Analyst | Singapore, SG

Intercontinental Exchange; Singapore; On-site; SGD 60,000 - 90,000; Full time

Job summary

A leading financial institution is seeking a Regulatory & Compliance Analyst in Singapore. The role will involve supervising compliance with regulatory obligations, interfacing with multiple authorities, and ensuring timely regulatory submissions. Candidates should have a degree, experience in regulatory compliance, and strong analytical and communication skills. In this dynamic environment, attention to detail and the ability to adapt to changing regulations are essential.

Qualifications

• Educated to degree level or equivalent.
• Knowledge of regulatory compliance, preferably in a financial institution or regulatory authority.
• Familiarity with data analytic tools.

Responsibilities

• Supervises compliance with rules and procedures of the Exchange and Clearing House.
• Interfacing between internal departments and relevant regulatory authorities.
• Ensuring timely submission of regulatory notifications and reports.

Skills

Analytical skills

Communication skills

Attention to detail

Teamwork

Education

Degree in relevant field

Tools

Data analytic tools

Job description

Job Purpose

The Regulatory & Compliance Analyst is a member of the Regulation & Compliance team in Singapore and:

• Supervises members of ICE Futures Singapore (the Exchange") and ICE Clear Singapore (the Clearing House") for compliance with the rules and procedures of the Exchange and Clearing House; and
• Helps to ensure that the Exchange and the Clearing House comply with their regulatory obligations in Singapore and external jurisdictions.

Responsibilities

• Interfacing between the internal departments of the Exchange and Clearing House, relevant departments in ICE Group, the MAS and foreign regulatory authorities.
• Working with colleagues within the ICE group to design, develop and implement enhancements to policies, systems and processes.
• Ensuring timely submission of regulatory notifications, reports and applications to the MAS and foreign regulatory authorities.
• Monitoring regulatory developments, providing regulatory advice on meeting new compliance requirements.
• Ongoing monitoring of business relations and transactions with customers and conducting risk assessments for AML/CFT purposes.
• Actively supervising Members, including reviewing Members' submissions and conducting inspections.
• Conducting review and due diligence of membership applications to ensure satisfaction of admission criteria.
• Assisting in conducting investigations and enforcement actions against rule violations by compiling records and drafting investigative reports for disciplinary committees.

Knowledge and Experience

• Educated to degree level or equivalent
• Knowledge of regulatory compliance, with prior experience in a financial institution or regulatory authority a plus. Candidates from consulting/audit/legal backgrounds with exposure to financial institutions are encouraged to apply.
• Familiarity with data analytic tools
• Demonstrated initiative, organization skills and teamwork orientation
• Excellent analytical, communication and time-management skills
• Strong attention to detail
• Comfortable working in an evolving, highly regulated environment

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