Regulatory & Compliance Analyst

Intercontinental Exchange Holdings, Inc.; Singapore; On-site; SGD 60,000 - 90,000; Full time

Job summary

An esteemed financial institution in Singapore seeks a Regulatory & Compliance Analyst to uphold compliance with regulatory standards for the Exchange and Clearing House. The selected candidate will interface with various internal and external stakeholders, ensure timely submissions of regulatory notifications, and conduct thorough monitoring of compliance requirements. Ideal applicants will have a degree, excellent analytical abilities, and familiarity with regulatory frameworks while contributing to a highly regulated environment.

Qualifications

• Must have a degree level or equivalent.
• Prior experience in regulatory compliance, financial institutions, or legal background is a plus.
• Strong analytical, communication, and organizational skills required.

Responsibilities

• Interface between internal departments and regulatory authorities.
• Ensure compliance with regulatory obligations and monitor business relations.
• Conduct investigations and create reports for disciplinary actions.

Skills

Analytical skills

Communication skills

Teamwork orientation

Detail orientation

Time-management skills

Education

Degree or equivalent education

Tools

Data analytic tools

Job description

Job Description

Job Purpose

The Regulatory & Compliance Analyst is a member of the Regulation & Compliance team in Singapore and:

• Supervises members of ICE Futures Singapore (the “Exchange”) and ICE Clear Singapore (the “Clearing House”) for compliance with the rules and procedures of the Exchange and Clearing House; and
• Helps to ensure that the Exchange and the Clearing House comply with their regulatory obligations in Singapore and external jurisdictions.

Responsibilities

• Interfacing between the internal departments of the Exchange and Clearing House, relevant departments in ICE Group, the MAS and foreign regulatory authorities.
• Working with colleagues within the ICE group to design, develop and implement enhancements to policies, systems and processes.
• Ensuring timely submission of regulatory notifications, reports and applications to the MAS and foreign regulatory authorities.
• Monitoring regulatory developments, providing regulatory advice on meeting new compliance requirements.
• Ongoing monitoring of business relations and transactions with customers and conducting risk assessments for AML/CFT purposes.
• Actively supervising Members, including reviewing Members’ submissions and conducting inspections.
• Conducting review and due diligence of membership applications to ensure satisfaction of admission criteria.
• Assisting in conducting investigations and enforcement actions against rule violations by compiling records and drafting investigative reports for disciplinary committees.

Knowledge and Experience

• Educated to degree level or equivalent
• Knowledge of regulatory compliance, with prior experience in a financial institution or regulatory authority a plus. Candidates from consulting/audit/legal backgrounds with exposure to financial institutions are encouraged to apply.
• Familiarity with data analytic tools
• Demonstrated initiative, organization skills and teamwork orientation
• Excellent analytical, communication and time-management skills
• Strong attention to detail
• Comfortable working in an evolving, highly regulated environment