Our client is in the process of launching a new retail brokerage arm headquartered in Singapore. As part of this exciting build-out, we are looking for a dynamic and experienced Regional Head of Operations to lead and establish the end-to-end operational infrastructure for the business.
Key Responsibilities:
- Lead the design and implementation of all operational frameworks and processes to support retail brokerage activities (e.g., trade execution, settlement, reconciliation, client onboarding, KYC/AML, etc.).
- Drive the MAS licensing process in close partnership with compliance and legal teams.
- Oversee day-to-day operational risk controls, systems, and workflows to ensure full regulatory compliance and operational efficiency.
- Work closely with the CEO and senior leadership team to define the operations strategy and support business scaling across Singapore and the region.
- Partner with technology, product, and customer support teams to implement tools and platforms that enable seamless brokerage operations.
- Establish and manage vendor relationships with third-party providers (e.g., custodians, clearing partners, KYC/AML solution providers).
- Hire, develop, and manage the operations team as the business grows regionally.
Key Requirements:
- Proven experience (8–15 years) in operations within a retail brokerage or securities trading environment, ideally with involvement in a new setup or early-stage buildout.
- Strong understanding of MAS regulatory expectations, including capital markets licensing, trade processing, and operational risk controls.
- Familiarity with front-to-back brokerage operations, including onboarding, settlements, reconciliations, and corporate actions.
- Track record of working in a fast-paced, startup-like environment with the ability to build and scale processes from the ground up.
- Excellent leadership, cross-functional collaboration, and stakeholder management skills.
What you'll get in return
- Career development and top-notch employee opportunities
- Be part of a top tier international company in Singapore
- Excellent training to support and maximize your performance
What you need to do now
If you or someone you may know may be interested in this opportunity please do contact me on the details below for more information or drop over an updated CV to my email at Jho@space-exec.com
Alternatively, if this job opportunity is not relevant to you, feel free to share across your updated CV to have a confidential discussion on the relevant openings based on your skillsets and expertise.