*NEW* 4 Months Contract Compliance Associate

Ambition Singapore; Singapore; On-site; SGD 60,000 - 80,000; Full time

Job summary

A leading company in Singapore seeks a Compliance Associate for a 4-month contract. The role involves monitoring adherence to regulatory standards and preparing compliance reports. Ideal candidates will have a diploma in Banking/Finance and relevant experience in regulatory compliance or asset management.

Benefits

SGD1,000 referral bonus

SGD350 shopping vouchers for referrals

Qualifications

• Some experience in regulatory, audit and/or asset management.
• Experience in Investment Compliance is an added advantage.

Responsibilities

• Conduct monitoring and surveillance according to investment guidelines.
• Ensure timely discharge of regulatory obligations.
• Prepare compliance reports and maintain records.

Skills

Regulatory Compliance

Monitoring and Surveillance

Audit Experience

Education

Diploma in Banking / Finance / equivalent

Tools

Bloomberg Compliance Manager

Job description

Conduct monitoring and surveillance programs with respect to investment guidelines, regulatory and client contractual obligations, policies and procedures, and best practice standards

Ensure that regulatory and client contractual obligations are discharged in a proactive, effective and timely manner

Conduct monitoring reviews to identify and address deviations

Work with business areas to remediate errors, breaches and client complaints, and to ensure corrective actions are implemented to minimize future occurrence

Maintain Compliance records, registers and files

Ensure prompt escalation of significant issues to functional and business regional management

Preparation of reports

Other ad hoc duties as assigned

Job Requirements:

Diploma in Banking / Finance / equivalent

Some experience in regulatory, audit and/or asset management/financial services experience

Experience in Investment Compliance and Bloomberg Compliance Manager is an added advantage

Interested applicants please send your resume in MS Words format and attention it to Tan Joanna (R1104661)

Short listed candidates will be notified

EA Registration Number: R1104661

Data provided is for recruitment purposes only

Business Registration Number: 200611680D. Licence Number: 10C5117

If this job isn't quite right for you, but you know someone who would be great at this role, why not take advantage of our referral scheme? We offer SGD1,000 or SGD350 in shopping vouchers for every referred candidate who we place in a role. Terms & Conditions Apply. https://www.ambition.com.sg/refer-a-friend

*NEW* 4 Months Contract Compliance Associate