Know Your Client Advisory Lead

Are you detail oriented with strong research capability? Do you have a strong sense of when things are not as they seem? Do you enjoy working in an ever-changing environment & solving complex tasks? Do you enjoy supporting a group of experienced Client Advisors in delivering an excellent client experience?

We are looking for an experienced AML/Know Your Client Specialist in GWM Singapore to:

1. Lead a team of KYC staff supporting GWM Singapore CDD AML/KYC process.
2. Perform KYC due diligence reviews of wealth management clients.
3. Provide advice and solutions regarding due diligence, KYC standards, internal policies, procedures, and local regulations.
4. Plan, direct and supervise KYC/AML activities in full compliance with internal policy and regulatory requirements.
5. Plan and implement KYC/AML related projects and/or process improvement initiatives to improve risk control and client journey.
6. Strong stakeholder management across both 1LoD and 2LoD.
7. Support internal audits, reviews, and/or regulatory inspections.
8. Collaborate with regional teams to align standards and implementation of regional initiatives.
9. Act as KYC/AML Champion, and be the primary interface with Front Office, WMO, Internal Audit, FCSS and other Risk & Control functions on KYC/AML matters.
10. Represent on various governance forums including AML Taskforce and other Business Risk and Operational Risk Committees.
11. Oversight on KYC metrics to determine trends and follow ups.
12. Coach and develop a team of professionals with high KYC/AML standards.
13. Implement changes in AML regulations, existing policies/procedures to ensure compliance with the required standards.
14. Keep on top of regulatory developments in the prevention of money laundering and terrorist financing activities.