Investigator

FINEXIS ADVISORY PTE. LTD.; Singapore; On-site; SGD 50,000 - 80,000; Full time

Job summary

A leading financial advisory firm in Singapore is seeking an investigator for its Compliance department. The role involves conducting thorough investigations, audits, and ensuring adherence to regulations while working in a collaborative environment. Candidates should have a degree and relevant experience in financial institutions with strong communication and critical thinking skills.

Benefits

Competitive remuneration

Flexi-Benefits

Hybrid work week

Collaborative workplace environment

Qualifications

• At least 3 years of experience in investigations in financial advisory firms or related institutions.
• Ability to multitask and work under pressure in a fast-paced environment.
• Good report writing and strong communication skills.

Responsibilities

• Independently conduct investigations from beginning to end, including interviews.
• Perform regular audits to identify key risk areas.
• Ensure compliance with relevant laws and regulations.

Skills

Report writing

Communication

Critical thinking

Time management

Education

Degree

Job description

ARE YOU SEEKING FOR GROWTH YET YOU WANT A FULFILLING CAREER?

Be ready to embark on a journey which offers you an exciting opportunity.

HERE’S A SHORT INTRO OF WHO WE ARE

Since our incorporation in 2005, finexis has grown to become a leading homegrown financial advisory firm in Singapore licensed by the Monetary Authority of Singapore, with assets under advisory of almost S$1 billion. Our strategic partnerships, extensive portfolio of leading financial solutions, strength of more than 900 financial consultants and support staff have enabled us to become a market leader in the field of specialised financial services.

WHAT TO EXPECT

The Market Conduct team is part of the Compliance department, and is primarily responsible to manage any risks relating to market misconduct by the agency. You will be part of a dynamic and driven team, and have the opportunity to work with various stakeholders, including but not limited to our partners, clients and regulators. You will report directly to the Deputy Head of Compliance.

If this is what you are looking for, look no further and be ready to take this leap of faith by giving your 120%! This is just the beginning as we are excited to work with you to shape this into something extraordinary!

WHAT YOU’LL DO

• Independently conduct investigations from beginning to end, including interviews and writing investigation reports
• Perform regular and ad-hoc audits to identify any key risk areas, such as training & competency and manipulation checks
• Assists in developing, enhancing and implementing policies, procedures and control assessments in response to identified risks
• Conduct trainings on a regular basis to enhance competency of the agency
• Ensure our agency is in compliance with all relevant laws and regulations (e.g. notices and circulars) issued by the Authorities or the Company

WHO YOU ARE

• Degree with at least 3 years of experience performing investigations in FA firms, insurance companies or related financial institutions
• Ability to multitask, work under pressure and remain agile in a fast-paced environment
• Resourceful and a strong team player
• Good report writing ability
• Strong communication skills
• Understanding of the relevant regulations, including the FAA and LIA guidelines
• Critical thinking
• Time management and prioritisation
• Responsible and takes personal ownership
• Positive mindset

WHAT’S IN IT FOR YOU

• Competitive remuneration
• Flexi-Benefits
• Hybrid work week
• A workplace environment that fosters collaboration and interactions with others
• Opportunity to work with various teams