Head of Compliance (Wealth Management)

Our client is a global investment institution with wealth and asset management capabilities. Their asset management service comprises strong product capabilities across private and public markets while their wealth management service caters to UHNW individuals, family offices and entrepreneurs to help with their personal and business investment needs.

Description

Reporting to the CEO, the Head of Compliance will be involved in the following:

1. Establishing compliance arrangements, including processes and procedures that ensure and evidence that the applicable legislations are complied with.
2. Establishing and maintaining effective anti-money laundering policies, procedures, systems and controls in compliance with applicable legislations.
3. Monitoring risks associated with the business on an ongoing basis and devising the mitigation plan.
4. Planning, overseeing and ensuring anti-money laundering training for all relevant staff, at least annually.

Profile

To qualify, the potential Head of Compliance should meet the following criteria:

1. At least 15 years of compliance experience within wealth management/private banking.
2. Team player with proactiveness and able to work independently.
3. Excellent communicator with strong inter-personal and influencing skills.
4. Strong stakeholder collaboration skills.

Job Offer

Our client is providing a unique opportunity in Singapore to help grow their footprint in the region. As this is a senior role, remuneration and bonuses will be in line with market.