Head of Compliance (Singapore)

CGS International Securities Singapore; Singapore; On-site; SGD 80,000 - 150,000; Full time

Job summary

An established industry player is seeking a seasoned compliance professional to oversee regulatory frameworks and ensure adherence to laws and standards. This role involves developing compliance programs, advising management, and preparing reports for stakeholders. With a strong focus on analytical thinking and effective communication, the ideal candidate will possess over 15 years of experience in the financial sector and demonstrate leadership skills to foster collaboration across departments. This is a unique opportunity to make a significant impact in a leading financial services provider in Asia.

Qualifications

• 15+ years of compliance-related experience in the financial industry.
• Strong understanding of laws and standards relevant to the business.

Responsibilities

• Monitor and report on compliance with regulatory requirements.
• Develop and implement compliance programs and policies.

Skills

Regulatory Compliance

Analytical Thinking

Effective Communication

Leadership Skills

Education

Bachelor's Degree

Job description

About CGSI

CGS International Securities Pte. Ltd. (CGS International) is an award-winning and market-leading integrated financial services provider, ranked among the top securities houses in Asia.

CGS International leverages our global and ASEAN insights to offer a range of services including equities trading, leveraged products, wealth management, investment banking, equities research, Shariah-compliant financing, fixed income, currency and commodities, structured products, and prime brokerage services across over 15 countries and regions.

In conjunction with its parent organization, China Galaxy Securities, a leading securities firm in China, CGS International is trusted by more than 15 million clients worldwide.

Job Responsibilities:

1. Identify, assess, interpret, advise, monitor, and report on the company's compliance with regulatory requirements.
2. Oversee the compliance and AML/CFT frameworks.
3. Develop and implement consistent compliance programs, policies, and practices.
4. Maintain expertise to advise management and business units on regulatory issues.
5. Monitor new regulatory developments and advise relevant departments on potential impacts.
6. Prepare and submit compliance reports to stakeholders, including the Board of Directors and Head Office.
7. Coordinate with internal stakeholders to respond to external queries from regulators and auditors.
8. Review and update company policies and procedures.
9. Ensure proper investigation and review of all complaints.

Job Requirements:

1. Strong understanding of applicable laws, rules, and standards relevant to the company's various businesses.
2. Analytical thinking and effective communication skills.
3. Proactive in seeking solutions to meet business objectives while ensuring regulatory compliance.
4. Bachelor's Degree.
5. Minimum of 15 years of compliance-related experience in the financial industry.
6. Proficiency in Chinese is an advantage for liaising with Chinese business partners.
7. Effective leadership skills with the ability to motivate and foster collaborative relationships across all staff levels.