Head of Compliance M/F

Crédit Agricole; Singapore; On-site; SGD 120,000 - 180,000; Full time

Job summary

The CACEIS Bank Singapore Branch is recruiting a dedicated MLRO and Compliance Officer to strengthen the group’s AML/CFT framework in Singapore. You will lead investigations, oversee risk assessments for funds, develop control plans, and ensure timely testing and reporting while collaborating with Group Compliance to share best practices and manage regulator inquiries.

The role requires liaising with the local regulator and contributing to enterprise-wide compliance initiatives to maintain a

Responsibilities

• Investigate internal SARs submitted from the Business Line.
• Responsible for ensuring that appropriate business and customer risk assessments are in place and appropriate for the specific Fund.
• Develop or maintain Control plans for each client and Fund.
• Ensure the completion of, and Compliance control plans testing in a timely and effective manner.
• Collaborate with Group Corporate Compliance/AML team members for continuous improvement of processes and to share best practices.
• Prepare local management reports.
• Oversight and support management of higher risk business activities and relationships (including PEPs) as well as specific AML/CFT issues and exposures.
• Manage responses to local regulator inquiries, surveys, questionnaires and lead preparation for on-site reviews or audits.
• Manage preparation and maintenance of local procedures for the Funds.
• Take into consideration, incorporate and participate in enterprise-wide compliance initiatives.
• Liaise with the local regulator for any regulatory topic.

Job description

What is the Opportunity?

1) Work as part of the creation of CACEIS Bank Singapore Branch, supporting the delivery of core elements of:

• The AML / Financial Crime and Regulatory Compliance Management Plan as it relates to acting as MLRO and Compliance Officer for CACEIS Bank Singapore Branch and the Funds to which it provides administration services.

2) Support the development of a strong and consistent compliance culture and alignment to CACEIS’ operating model.

3) Work with the CACEIS Group AML/Financial Crime team to support the Business lines and adherence to policies and procedures.

What will you do?

Acting as MLRO and Compliance Officer for the business and its administered Funds:

• Investigate internal SARs submitted from the Business Line.
• Responsible for ensuring that appropriate business and customer risk assessments are in place and appropriate for the specific Fund.
• Develop or maintain Control plans for each client and Fund.
• Ensure the completion of, and Compliance control plans testing in a timely and effective manner.
• Collaborate with Group Corporate Compliance/AML team members for continuous improvement of processes and to share best practices.
• Prepare local management reports.
• Oversight and support management of higher risk business activities and relationships (including PEPs) as well as specific AML/CFT issues and exposures.
• Manage responses to local regulator inquiries, surveys, questionnaires and lead preparation for on-site reviews or audits.
• Manage preparation and maintenance of local procedures for the Funds.
• Take into consideration, incorporate and participate in enterprise-wide compliance initiatives.
• Liaise with the local regulator for any regulatory topic.

Region : Singapore

Working hours : 9:00am-6:00pm

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