Director, Legal & Compliance

STAFFKING PTE. LTD.; Singapore; On-site; USD 80,000 - 150,000; Full time

Job summary

An established industry player is seeking a seasoned compliance professional with extensive experience in legal and compliance matters within the finance sector. This role involves providing guidance on a variety of compliance issues, overseeing business and investment compliance, and collaborating with investment teams to ensure adherence to regulatory standards. The ideal candidate will possess strong leadership and communication skills, with the ability to thrive in a fast-paced, multicultural environment. Join a dynamic team where your expertise will significantly contribute to the firm's compliance framework and operational success.

Qualifications

• 10-15 years of experience in legal and compliance, preferably in finance.
• Strong knowledge of fund regulations and compliance codes.

Responsibilities

• Provide guidance on compliance issues, including licensing and regulatory matters.
• Oversee business and investment compliance, especially in asset management.

Skills

Legal Compliance

Fund Regulations Knowledge

Leadership Skills

Communication Skills

Audit Skills

Job description

Responsibilities:

• Provide guidance on a wide range of compliance issues, including licensing and regulatory matters.
• Oversee business, investment, and AML compliance, especially in asset management and private equity.
• Collaborate with investment teams to advise on compliance and monitor pre/post-trade activities.
• Conduct compliance reviews and update internal policies to meet regulatory standards.
• Liaise with auditors, regulators, and external consultants on compliance matters.
• Draft, review, and negotiate contracts and legal documents.
• Advise the business on legal risks, daily operations, and new initiatives.
• Develop internal policies and manage legal risks.

Requirements:

• 10–15 years of experience in legal and compliance, preferably in finance, fund administration, or FinTech.
• Strong knowledge of fund regulations and compliance codes.
• Skilled in working with cross-functional teams and external stakeholders.
• Strong leadership, communication, training, and audit skills.
Able to manage pressure and work in a fast-paced, multicultural environment

To Apply, kindly click on the " APPLY NOW " button

We regret that only shortlisted candidates will be notified.

Staffking Pte Ltd (20C0358) | Tan Jun Xi (Jonathan) (R1440473)