Business Risk Specialist (12-Month Contract) | Singapore, SG

Hays; Singapore; On-site; SGD 50,000 - 90,000; Full time

Job summary

An established global investment bank is seeking a Business Risk Specialist to join their Front Line Support team. This role involves performing critical control reviews to ensure compliance with investment suitability requirements and documenting findings for escalation. The ideal candidate will possess strong knowledge in risk management and compliance, with experience in the banking industry, particularly in wealth management. Proficiency in English and Mandarin/Cantonese is essential. This is a fantastic opportunity to contribute to a dedicated team and enhance your career in a dynamic environment.

Qualifications

• 3-4 years' experience in the Banking Industry, preferably in wealth management.
• Good knowledge of risk, controls, investigations, and compliance.

Responsibilities

• Perform control reviews to assess investment suitability compliance.
• Document findings and provide assessments for cases needing escalation.
• Become a subject-matter expert on controls and suggest improvements.

Skills

Risk Management

Compliance

Audit

Investigation

Legal Knowledge

Wealth Management Knowledge

Mandarin/Cantonese Proficiency

English Proficiency

Job description

Business Risk Specialist (12-Month Contract)

Business Risk Specialist (12-Month Contract)

Your new company
A well-established global investment bank in Singapore is seeking a Business Risk Specialist to join their Front Line Support (FLS) team, to report to the Wealth Management APAC Business Risk Organization (BRO) team. Front Line Support is a dedicated independent team as the 1st line of defense in the Control Framework to execute ex-post Controls.

Your new role

• 
  To perform control reviews in order to assess cases which do not meet the Investment Suitability disclosure requirement
  
• 
  Reviews will be time-critical (including review of front office communications with clients; detailed email review, detailed review of internal contact notes / call reports, tape listening).
  
• 
  To carefully document the review approach, comprehensively document the review findings and provide a final assessment / conclusion for cases requiring discussion or escalation
  
• 
  Become a subject-matter expert ('SME') on the control, giving considered feedback on how the control is operating and how over time it may be improved.
  

Your team
You'll be working in the Front Line Support (FLS) team locally reporting to the Wealth Management APAC Business Risk Organization (BRO) team. Front Line Support is a dedicated independent team as the 1st line of defense in the Control Framework to execute ex-post Controls.

What you'll need to succeed

• 
  Good knowledge or background in risk, controls, investigations, compliance, audit and/or legal
  
• 
  3-4 years' experience working in the Banking Industry, preferably in the wealth management sector with investment suitability/ product knowledge
  
• 
  Proficiency in English and Mandarin/Cantonese
  
• 
  Good knowledge of wealth management financial products and services
  

What you need to do now

If you're interested in this role, click 'apply now' to forward an up-to-date copy of your CV, or call us now.

If this job isn't quite right for you, but you are looking for a new position, please contact us for a confidential discussion on your career.

EA Reg Number: R21103035
EA License Number: 07C3924
Company Registration No: 200609504D

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Hays Specialist Recruitment Pte Ltd, Singapore ("Hays Singapore") is one of Singapore's leading recruitment companies in recruiting qualified, profess...

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