Distribution Compliance & Investigations Lead

Prudential Assurance Company Singapore

Singapore

On-site

SGD 60,000 - 90,000

Full time

14 days+
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Job summary

Prudential is seeking a Compliance Analyst to oversee timely reporting, misconduct trend monitoring, and data analysis for distribution channels within the insurance sector. You will lead investigations into suspected agency misconduct, engage stakeholders, and ensure adherence to regulatory and market conduct standards while driving efficiency improvements.

The role requires strong data analysis, problem-solving, and project management abilities, with familiarity in FAA/MAS regulations and

Qualifications

  • 2 years of in-depth data analysis and project management experience.
  • Experience in data analysis related to insurance sales and/or agent misconduct would be an added advantage.
  • Degree in any discipline with strong Excel/data analytics skills and insurance qualifications preferred.

Responsibilities

  • Ensures compliance reporting, misconduct trend and data analysis related to distribution channels are completed within stipulated timelines by the team.
  • Conducts thorough analysis into suspected agency misconduct issues and recommends appropriate actions.
  • Engages customers and distribution channels to obtain information for fair assessment of alleged misconduct.
  • Maintains discipline and compliance to market and business conduct for distribution channels.

Skills

Effective communicator
Problem solving
Project management
Financial industry knowledge
Insurance operations knowledge (pref)
FAA and MAS regulations knowledge (pre

Education

Bachelor's degree in any discipline
Excel and data analytics (PowerBI, Python)
Insurance qualifications (M5, M9, etc)

Tools

Excel
PowerBI
Python

Job description

Prudential is seeking a Compliance Analyst to oversee timely reporting, misconduct trend monitoring, and data analysis for distribution channels within the insurance sector. You will lead investigations into suspected agency misconduct, engage stakeholders, and ensure adherence to regulatory and market conduct standards while driving efficiency improvements.

The role requires strong data analysis, problem-solving, and project management abilities, with familiarity in FAA/MAS regulations and

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