Director/VP - Compliance Officer, Alternative Asset Management

Borr Drilling; Singapore; On-site; SGD 100,000 - 140,000; Full time

Job summary

A leading company is seeking an experienced Compliance Manager with extensive knowledge of the financial services sector. This role involves overseeing regulatory compliance, developing internal policies, and providing advisory support. Ideal candidates will have a strong background in compliance within alternative investment funds, excellent analytical skills, and the ability to communicate effectively across teams.

Qualifications

• 10 years of relevant Compliance experience in financial services.
• Candidates from alternative investment funds preferred.
• Ability to multitask and communicate effectively.

Responsibilities

• Liaise with MAS and other regulatory bodies on filings and inspections.
• Develop compliance policies and ensure adherence to regulations.
• Prepare compliance reports for the Board and collaborate with audit teams.

Skills

Analytical Skills

Regulatory Knowledge

Communication Skills

Attention to Detail

Proactivity

Education

Bachelor’s degree in Law, Accounting, Business or related discipline

Job description

Key Responsibilities

Regulatory Compliance

• Liaise with MAS and other regulatory bodies on regulatory filings/submissions, inspections, and reporting obligations.
• Monitor regulatory developments and ensure timely implementation of new MAS requirements, guidelines, and circulars.

Policies & Procedures

• Develop and maintain compliance policies, procedures, and internal controls to meet MAS and global regulatory requirements.
• Ensure compliance frameworks are tailored to the unique operational characteristics and risks of our investment strategies.

Monitoring & Surveillance

• Oversee the compliance monitoring and testing program, including trade surveillance, AML/CFT screening, and personal account dealing reviews where applicable.
• Conduct or coordinate with group departments on compliance reviews and internal audits
• Monitoring regulatory developments and updating internal policies accordingly.

AML/CFT & KYC

• Work closely with fund administrators and act as the designated AML Officer and/or Money Laundering Reporting Officer (MLRO), where applicable.
• Ensure adherence to MAS AML/CFT guidelines and global standards for investor onboarding and ongoing monitoring, especially in complex fund structures.

Training & Advisory

• Provide compliance advisory support to investment, operations, and distribution teams on fund structuring, product launches, and cross-border activities.
• Lead regular staff training sessions on compliance, AML, and conduct risk topics relevant to alternative investments.

Governance & Reporting

• Prepare and present regular compliance reports to the Board, CEO, and relevant committees.
• Support the risk management function and collaborate with internal/external audit teams.
• Coordinate with internal legal/compliance teams on group-level compliance activities

Requirements

• A bachelor’s degree with good academic results from a good university, in Law, Accounting, Business or related discipline.
• 10 years of relevant Compliance experience in financial services. Candidates from alternative investment funds are preferred.
• Good working knowledge of the investment management industry and financial products.
• Strong analytical skills and ability to demonstrate and articulate a clear thought process in analyzing regulatory and compliance issues. Diligent with attention to details.
• Ability to perform processes and controls using Compliance systems.
• A proactive, confident, and highly motivated person who is able to work both independently and as a member of the team and with an ability to multitask.
• Effective communication skills with clear and succinct written and oral communication and interpersonal skills.