Director / Associate Director, Compliance (MAS liaison and brokerage exp, preferred) | Singapore, SG

HARBRIDGE PARTNERS; Singapore; Hybrid; SGD 100,000 - 150,000; Full time

Job summary

A global financial services firm seeks a Director / Associate Director of Compliance to oversee compliance in Singapore. The role includes acting as the liaison with the Monetary Authority of Singapore, advising on regulatory matters, and managing audits. Candidates must possess strong analytical and communication skills, with experience in a financial services environment. Hybrid work arrangements are available.

Benefits

Competitive salary

Annual performance-based bonus

Comprehensive medical insurance

Generous annual leave package

Daily in-house lunch service

Modern office environment

Opportunities for career advancement

Qualifications

• Proven track record at a financial services regulatory agency, exchange, or licensed financial services firm.
• Ability to develop compliance solutions that align with regulations while exercising sound business judgment.
• A proactive attitude with a willingness to learn.

Responsibilities

• Acting as the primary liaison to the Monetary Authority of Singapore (MAS).
• Researching and advising on compliance with laws and regulations.
• Managing regulatory inspections and audits.

Skills

Self-starter with strong analytical skills

Excellent organizational abilities

Proficient with technology

Exceptional oral and written communication skills

Collaborative team player experience

Familiarity with Singaporean regulatory requirements

Proactive attitude

Job description

Director / Associate Director, Compliance (MAS liaison and brokerage exp, preferred)

Director / Associate Director, Compliance (MAS liaison and brokerage exp, preferred)

Our client is one of the preeminent, global financial services groups, with strong presence in Hong Kong and overseas.

Job Title: Director / Associate Director, Compliance (MAS liaison and brokerageexp,preferred)

Responsibilities:

Due to strong growth in Singapore, a newly created Director / Associate Director of Compliance is required, and he/she will oversee the compliance function in Singapore and advise on all Singapore-related compliance and regulatory matters, including but not limited to:

• Acting as the primary liaison to the Monetary Authority of Singapore (MAS), exchanges, and other regulatory bodies.
• Researching, interpreting, and advising on compliance with laws, regulations, and guidelines applicable to brokers in Singapore.
• Managing the implementation and maintenance of strategies and frameworks to comply with MAS and exchange requirements for all regulated activities.
• Assisting in drafting instructions for programmers and technology staff to facilitate necessary changes due to regulatory updates or requirements.
• Drafting and implementing firm policies and written supervisory procedures.
• Managing all relevant regulatory inspections and audits (internal and external), including developing and executing remedial action plans for any findings.

Required Qualifications and Skills:

• Self-starter with strong analytical skills.
• Excellent organizational abilities with the capacity to prioritize tasks and work independently in a dynamic environment.
• Proficient with technology and its application in business and regulatory contexts.
• Exceptional oral and written communication skills.
• Ability to develop compliance solutions that align with regulations while exercising sound business judgment.
• Collaborative team player with experience in a small team environment.
• Proven track record at a financial services regulatory agency, exchange, or licensed financial services firm.
• Familiarity with Singaporean regulatory requirements.
• A proactive attitude with a willingness to learn.

Company Benefits & Perks:

• Competitive salary, annual performance-based bonus, and stock grants.
• CPF contributions.
• Comprehensive medical insurance, including dental, specialist, and inpatient coverage.
• Generous annual leave package.
• Daily in-house lunch service with a fully stocked kitchen.
• Modern office environment with multi-monitor setups.
• Unique exposure to global financial products, markets, and clientele.
• Opportunities for career advancement and expanded job responsibilities within a growing global company.
• Hybrid work arrangements available.
• Due to Singapore MOM rules, preference will be given to Singapore PR and Citizens in the interview process.

Please send an updated resume in English to our Managing Partner at ec(at)Harbridgepartners(dot)com

Interested in this and other roles? Please send an updated resume in English to CV[@]harbridgepartners[dot]com

Or contact [phone] – and ask for Edward Chen, Richard Liu, Cora Pang

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HARBRIDGE PARTNERS is a boutique, legal, banking, finance and technology executive search and human capital consultancy firm.We are an Asia-based, p...

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