Compliance Specialist

Schroders; Singapore; Vor Ort; SGD 70.000 - 110.000; Vollzeit

Zusammenfassung

Schroders is seeking a Compliance Specialist in Singapore. You will monitor regulatory changes, provide advisory support to business units, and assist the MLRO, ensuring robust 2nd line defense in asset management. The role includes surveillance, cross-border advisory, and reviewing client documents to maintain compliance.

The ideal candidate holds a degree with 3–5 years of relevant experience, strong regulatory knowledge, and the ability to operate independently in a fast-paced environment.

Qualifikationen

• Degree holder.
• 3-5 years of relevant experience, preferably in an asset management setting.
• Strong understanding of local regulations impacting asset management firms; knowledge of retail product-related regulations is an advantage.

Aufgaben

• Monitor regulatory changes and provide compliance advisory to business units.
• Conduct trade surveillance and execute the Compliance Monitoring Program.
• Assist the MLRO as a second line of defense.
• Manage substantial shareholding disclosures and provide cross-border activity advisory.
• Review marketing materials, RFPs, and client agreements from a compliance perspective.
• Conduct in-house staff training on AML, personal dealing, and licensing requirements.

Kenntnisse

Communication

Analytical thinking

Independent work

Regulatory knowledge

Ausbildung

Bachelor's degree

Jobbeschreibung

This opportunity was posted more than 30 days ago and no application deadline was provided. You can explore active listings below.

Degree holder with at least 3-5 years of relevant working experience, preferably in an asset management environment. Must have a good understanding of local regulations impacting asset management firms.

Job

Full Opportunity Brief

Contextual Overview

Schroders, a global investment manager, is seeking a Compliance Specialist based in Singapore. The role focuses on ensuring the firm operates within the regulatory framework, mitigating risks, and maintaining effective compliance monitoring programs within the asset management sector.

Key Eligibility Criteria

• Education: Degree holder.
• Experience: 3-5 years of relevant experience, preferably in an asset management setting.
• Knowledge: Strong understanding of local regulations impacting asset management firms; knowledge of retail product-related regulations is an advantage.
• Skills: Effective communication, analytical problem-solving, and the ability to work independently in a fast-paced environment.

Responsibilities & Scope of Work

• Monitor regulatory changes and provide compliance advisory to business units.
• Conduct trade surveillance and execute the Compliance Monitoring Program.
• Assist the Money Laundering Reporting Officer (MLRO) as a second line of defense.
• Manage substantial shareholding disclosures and provide cross-border activity advisory.
• Review marketing materials, RFPs, and client agreements from a compliance perspective.
• Conduct in-house staff training on AML, personal dealing, and licensing requirements.

Stipend, Compensation & Mode

Not specified. This is a full-time, permanent position.