Compliance Officer - Fund Management

Drake International (S) Ltd; Singapore; On-site; SGD 20,000 - 60,000; Full time

Job summary

A prominent firm in Singapore is seeking a Compliance Officer responsible for implementing compliance programs, managing regulatory matters, and acting as the Money Laundering Reporting Officer. This role demands extensive knowledge of AML/CFT regulations, strong interpersonal skills, and proven experience in the financial services sector.

Qualifications

• Minimum 5 years of relevant experience in compliance functions.
• Extensive regulatory knowledge (AML/CFT, KYC).
• Experience with risk assessment and background checks.

Responsibilities

• Implement the Compliance and AML/CFT program and manage related matters.
• Act as the Money Laundering Reporting Officer (MLRO) for STR submissions.
• Provide regulatory advice and handle compliance-related inquiries.

Skills

Interpersonal skills

Problem-solving

Multitasking

Education

Degree in law, business, finance or related disciplines

Tools

Microsoft Office

Job description

The Role

• The role is responsible for implementing the Compliance and AML/CFT program and managing all related matters, including compliance, governance, AML/CFT, compliance risk assessment, STR investigations, and training.
• The Compliance Officer reports to the Head of Compliance regarding ongoing compliance status, infringements, and recommended actions.
• The Compliance Officer provides regulatory advice on guidelines and handles compliance-related inquiries from business units and member offices.
• The Compliance Officer acts as the Money Laundering Reporting Officer (MLRO) for submitting Suspicious Transaction Reports (STRs).

Qualifications

• Degree in law, business, finance, or related disciplines.
• Minimum 5 years of relevant experience in Management Advisory, Financial Services, or Investment industries.
• Experience in compliance functions within accounting, corporate secretarial, management services, banking, or financial services firms.
• Extensive regulatory knowledge (AML/CFT, CRS, PDPA, KYC, etc.).
• Experience with background checks such as AML/CFT screening, KYC/CDD applications.
• Experience in risk assessment.
• Strong interpersonal, influencing, and networking skills.
• Ability to work independently and as part of a team.
• Proficiency in Microsoft Office (Excel, Word, PowerPoint).
• Ability to multitask, prioritize, and meet deadlines.
• Problem-solving skills to identify issues and provide solutions.

Application Process

If you believe your experience and professionalism can contribute to this firm, please submit your resume to [e-mail] or call 6645 4540.

Personal data provided by applicants will be used in accordance with the employer's data policies, a copy of which will be provided.

*Only shortlisted candidates will be notified.

Registration No. R1658237 | EA License No. 11C3510 | Drake International

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