Compliance Officer (Asset Management)

Charterhouse Pte Ltd; Singapore; On-site; SGD 60,000 - 100,000; Full time

Job summary

An established industry player is seeking a Compliance Officer to join their expanding team. This pivotal role involves performing Anti-Money Laundering procedures, conducting compliance reviews, and developing compliance policies to ensure adherence to regulations. You will be responsible for monitoring alerts, investigating restricted lists, and ensuring timely implementation of compliance changes. If you are proactive, highly motivated, and possess strong communication skills, this opportunity offers a chance to make a significant impact in a dynamic environment. Join a forward-thinking firm that values compliance and integrity in the financial sector.

Qualifications

• Minimum 5 years of compliance experience in the Financial Sector.
• Strong understanding of AML framework and compliance policies.

Responsibilities

• Perform AML procedures and sanctions screening for clients and brokers.
• Conduct compliance reviews and monitor personal transactions.

Skills

Anti-Money Laundering (AML)

Compliance Policies Development

Investigative Skills

Communication Skills

Education

Bachelor's degree

Job description

Charterhouse is currently partnering with an Asset Manager to source for a Compliance Officer. This is a new headcount due to expansion of business, reporting to the Head of Compliance. He/She will be performing the day-to-day compliance matters.

Responsibilities

Reporting to the Head of Compliance, the incumbent will perform Anti-Money Laundering (AML) procedures, including sanctions screening for clients, prospects, and brokers, and assess client onboarding documentation. You will monitor alerts and perform investigations relating to restricted lists and sanctions across firm-managed funds and mandates.

You will conduct quarterly/yearly compliance reviews, including distributor testing, email surveillance, and monitoring of personal transactions and expenses for reporting purposes.

The incumbent will assist in the development and implementation of compliance policies and procedures. You will ensure timely implementation of changes in regulations and compliance policies.

Requirements

1. Possess a Bachelor's degree with a minimum of 5 years of compliance experience within the Financial Sector.
2. Good understanding of the AML framework.
3. Ability to work independently with minimal supervision.
4. Excellent written and verbal communication skills in English.
5. Proactive and highly motivated, with the ability to handle challenging situations with maturity.

For more information on the above position, or to discuss the compliance market in general, please send your CV to Xuan Kwok at [e-mail] or call 6950 0354 for a confidential discussion.

EA License no: 16S8066 | Reg no.: R1433611

Only successful candidates will be notified.

*Singaporeans only*