Compliance Officer

SBI DIGITAL MARKETS PTE. LTD.; Singapore; Vor Ort; SGD 60.000 - 90.000; Vollzeit

Zusammenfassung

SBI DIGITAL MARKETS PTE. LTD. is seeking a Compliance professional to assist the Head of Compliance in managing regulatory risks and executing the compliance program.

The role involves monitoring regulatory developments, supporting MAS reporting, advising on requirements, and coordinating internal audits. You will handle AML/CFT duties, client due diligence, and ongoing policy maintenance. The ideal candidate has 3+ years in financial compliance, familiarity with CMSL rules, and knowledge of

Qualifikationen

• 3+ years of compliance experience in the financial industry.
• Familiar with CMSL rules and regulations.
• Knowledge of fiat and DPT transaction monitoring, travel rule, and wallet screenings.
• Familiarity with digital assets and distributed ledger technology is a plus.

Aufgaben

• Assist Head of Compliance to manage regulatory risks and compliance program.
• Monitor regulatory developments and conduct gap analyses.
• Support regulatory reporting submissions and audits.
• Review client onboarding, KYC and enhanced due diligence processes.
• Perform transaction monitoring and quality assurance testing.
• Review and update compliance policies and procedures; provide training.

Kenntnisse

Compliance experience

Regulatory knowledge

AML/CFT

Ausbildung

Bachelor's degree

Jobbeschreibung

Position Overview:

Assist the Head of Compliance to manage compliance and regulatory risks. Provide compliance advisory, perform monitoring and testing, and execute the compliance program with minimal supervision.

Principal Duties and Responsibilities include (but are not limited to):

1. Regulatory Compliance:

• Monitor regulatory developments, conduct regulatory gap analysis and work with the relevant business owners.
• Support submission of regulatory reporting and notification to MAS.
• Advise business on regulatory requirements and compliance risks.
• Support internal audits and coordinate responses to regulatory queries.

2. AML/CFT and client due diligence:

• Review and monitor client onboarding, KYC and enhanced due diligence processes.
• Support investigation and escalation of suspicious transactions.
• Conduct AML/CFT EWRA to ensure AML/CFT risks are identified and mitigated.

3. Compliance monitoring and Testing:

• Conduct transaction monitoring and quality assurance testing.
• Identify compliance gaps and recommend remediation.

4. Policies and procedures

• Review and update compliance policies and procedures to ensure they remain aligned with regulatory requirements and business model.

5. General Compliance

• Conduct conflicts of interest assessment.
• Review of Personal Account Dealing approvals.
• Provide compliance training to employees.

6. Perform any ad-hoc projects and tasks, as assigned.

Qualifications & Skills:

• Degree holder in any discipline with at least 3 years of Compliance experience in the financial industry.
• Familiar with rules and regulations applicable CMSL.
• Knowledge about fiat and DPT transaction monitoring, travel rule and wallet screenings.
• Familiarly with digital assets and distributed ledger technology a plus.

Characteristics and Expectations:

• Takes initiative to build the company from a start-up status, with a demonstrable ability to adapt to and embrace change.
• Disciplined in goal orientation.
• A good communicator, both written and verbal. Fluency in English required.
• Demonstrates alignment with SBIDM’s values through expected behaviours.
• Exhibits a high level of integrity, taking accountability for their work.
• Strong team player, with accountability over personal and team deliverables.
• Professional and socially engaging.