Compliance Officer

TRADITION SINGAPORE PTE. LTD.; Singapore; On-site; SGD 70,000 - 110,000; Full time

Job summary

Tradition Singapore Pte. Ltd. is seeking a Compliance Officer to join our Singapore team.

You will gain hands-on exposure to compliance within interdealer broking and financial markets, reporting to the Singapore Compliance Manager and working with the APAC Compliance team. You will cover AML/CFT, surveillance, regulatory reporting, licensing, governance and risk management while partnering with front-office and support teams.

Qualifications

• Degree or equivalent in Business, Finance, Law, Accounting or related field.
• 1–3 years of relevant experience in financial services/compliance.
• Experience with interdealer brokers, futures companies, banks, or trading houses is a plus.
• Proficient in Microsoft Office applications.
• Strong communication and interpersonal skills across functions.
• Team player who works independently with initiative and accountability.

Responsibilities

• Support day-to-day compliance activities: due diligence, trade & communication surveillance, monitoring, regulatory reporting and queries.
• Monitor regulatory developments and assess impact; escalate issues and support changes.
• Engage with regulators, exchanges and affiliates on compliance matters.
• Deliver engaging compliance training for onboarding and refresher sessions.
• Contribute to annual risk assessments and maintain robust control documentation.

Skills

Strong communication

Interpersonal skills

Attention to detail

Collaborative team player

Analytical mindset

Education

Bachelor’s degree in Business/Finance/Law/Accounting or related field

Tools

Microsoft Office

Job description

About Tradition

Tradition is one of the world's largest interdealer brokers in over-the-counter financial and commodity products. We are the interdealer broking arm of Compagnie Financière Tradition, listed on the Swiss stock exchange and represented in more than 30 countries worldwide. Learn more at www.tradition.com.

About the Role

Join our Singapore team as a Compliance Officer and gain broad, hands‑on exposure to compliance within the fast-paced world of interdealer broking and financial markets.

Reporting to the Singapore Compliance Manager and working closely with our APAC Compliance team, you will play an important role in helping the business navigate regulatory requirements, manage compliance risks and maintain the highest standards of integrity and governance.

This is an excellent opportunity for candidates who are looking to build a well-rounded career in financial markets compliance. You will work across a diverse range of areas, including AML/CFT, trade and communication surveillance, regulatory reporting, licensing, governance and risk management, while partnering closely with both front‑office and support teams.

What You'll Do

• Support day-to-day compliance activities , including client, counterparty and vendor due diligence, trade and communication surveillance, employee compliance monitoring, regulatory reporting and responding to compliance-related queries.
• Monitor regulatory developments and assess their potential impact on the business, escalating key issues and supporting the implementation of any required changes.
• Work with regulators, exchanges and affiliated companies on compliance-related matters, gaining valuable exposure to the broader regulatory landscape.
• Deliver engaging compliance training to employees, including onboarding sessions for new joiners and periodic refresher training.
• Contribute to annual compliance risk assessments , maintain robust control documentation and help ensure policies and procedures remain current and effective.
• Partner with front‑office and support teams to provide practical compliance guidance and promote a strong, proactive culture of compliance across the business.
• Take ownership of assigned compliance projects and contribute to continuous improvements in our compliance framework and processes.

What You'll Bring

• A degree or equivalent qualification in Business, Finance, Law, Accounting or a related discipline.
• 1-3 years of relevant experience , ideally within financial services, compliance or a related function.
• Previous experience with an interdealer broker, futures company, bank, trading house or other financial institution would be advantageous.
• Good working knowledge of Microsoft Office applications .
• Strong communication and interpersonal skills , with the ability to work effectively with colleagues across different functions.
• A collaborative team player who is also comfortable taking ownership and working independently.
• A proactive, analytical and detail-oriented approach, with the confidence to ask questions, identify issues and follow matters through to resolution .

Why Join Us?

• Broad exposure: Develop experience across multiple areas of financial markets compliance rather than being limited to a specialist function.
• Regional collaboration: Work closely with colleagues across the APAC Compliance team and gain exposure to a wider regulatory environment.
• Meaningful impact: Be a trusted compliance partner to the business and help shape a strong culture of risk awareness and integrity.
• Career development: Build a strong foundation for a long-term career in financial services compliance through hands‑on experience and varied responsibilities.
• Dynamic environment: Work in a fast-moving financial markets business where your judgement, initiative and attention to detail make a real difference.