Compliance Manager - Moomoo Trustee Singapore

Moomoo Trustee (Singapore) Pte. Ltd. (Moomoo Trustee) is a wholly owned subsidiary of Futu Holdings (Nasdaq: FUTU) and a sister company of Moomoo Financial Singapore Pte. Ltd., an advanced technology company specializing in digital brokerage and wealth management platforms. Moomoo Trustee is licensed by the Monetary Authority of Singapore under the Trust Companies Act 2005 (TCA). Its core business is providing wealth and estate planning solutions for High Net Worth Individuals.

Compliance Manager – Moomoo Trustee Singapore

Responsibilities

• Ensure that the company continues to meet the Singapore regulatory requirements for Anti-Money Laundering and Counter-Terrorist Financing under guidelines laid down by the MAS.
• Point of contact for MAS on AML/CFT and other regulatory compliance matters.
• Review and maintain the Internal Policies, Procedures and Controls documentation to ensure that it can adequately address the money laundering and terrorism financing risks faced by the Company.
• Support the Trust Business Development and Trust Administration department with compliance requirements for new account opening of client entities, review all new client business applications and Client Due Diligence (CDD) reports and recommend for on-boarding approved or declined, and review the risk assessment regularly.
• Perform Source of Fund/Source of Wealth corroboration report.
• Conduct AML / CFT compliance training.
• Proactive identification of risk horizon and mitigation controls of existing Clients.
• Ensure timely reporting of regulatory breaches or breaches of risk tolerance to the Management.
• Evaluate and recommend appropriate Compliance Directives, ensuring high standard of Business conduct and compliance with the applicable laws and regulations.
• To act as the Data Protection Officer.

Our Values

• Integrity: We hold fast to our value of integrity and attach great importance to user experience and risk management. Unlike some other brokerages, we don’t try to attract users’ attention by claiming to enable super high-leverage financing for IPO subscriptions, which quickly reaches the limit.
• Efficiency: On February 11, 2021, Chinese New Year's Eve, a user wrote a post in the Community at around 8 AM and received Leaf's reply just 8 minutes later. According to the user's suggestion, we issued a letter to shareholders after releasing our annual report.
• Service: After Ant Group’s IPO was suspended, we refunded all subscribers’ subscription fees and margin interest, bearing all the costs ourselves.
• Excellence: According to statistics, Leaf opens our app over 30 times a day on average. He repeatedly checks every detail. While normal users might just enter a trading page and stop there, Leaf taps some seemingly boring or repetitive elements on the page. He continually assesses the app’s loading speed and visual effects.

Please note that only short-listed candidates will be contacted.

Requirements

• 5+ years of relevant experience in compliance roles of international scope (AML/CFT, compliance in financial services industries).
• AML specialist certification with a recognized institution/association of a recognized professional body, would be advantageous.
• Experience in developing and administering internal controls and processes.
• Ability to work collaboratively with a broad range of business functions.
• Legal Qualifications/background would be advantageous.

Benefits

Working at Moomoo, you will get

• Be a part of the world’s leading digital brokerage firm where growth and career development opportunities are endless.
• Enjoy a competitive total compensation package that truly values your skills and contributions.
• Comprehensive insurance coverage for employees and dependents to provide you peace of mind.
• Fun loving and diverse work environment that hosts various team-bonding programs and company events.
• Business casual work attire every day.
• And Much More!: Discover even more perks and benefits as we take you through the hiring process!