Compliance Manager (Central / Core Compliance)

HARBRIDGE PARTNERS; Singapore; Hybrid; SGD 60,000 - 90,000; Full time

Job summary

A financial services firm in Singapore is seeking a Compliance Manager for their Central/Core Compliance Team. The role involves acting as a liaison with regulatory bodies, ensuring compliance with laws, and managing inspections and audits. Candidates should have strong analytical skills and a proven track record in regulatory environments. Benefits include competitive salary, performance-based bonuses, and comprehensive medical insurance.

Benefits

Competitive salary

Annual performance-based bonus

Comprehensive medical insurance

Generous annual leave

In-house lunch service

Modern office environment

Career advancement opportunities

Hybrid work arrangements

Qualifications

• Self-starter with strong analytical skills.
• Capacity to prioritize tasks and work independently.
• Collaborative team player with experience in a small team environment.

Responsibilities

• Act as primary liaison with the Monetary Authority of Singapore (MAS).
• Research and advise on compliance with applicable laws and regulations.
• Draft and implement policies to meet regulatory requirements.

Skills

Analytical skills

Organizational abilities

Proficiency with technology

Oral and written communication

Compliance solution development

Team collaboration

Knowledge of Singaporean regulatory requirements

Proactive attitude

Education

Proven track record in regulatory agency or financial firm

Job description

Compliance Manager (Central / Core Compliance)

Compliance Manager (Central / Core Compliance)

Our Client is an international financial services firm with a strong online and execution brokerage arm. Due to growing business needs, a newly created Compliance Manager for their Central / Core Compliance Team is required.

Job Title: Compliance Manager (Central / Core Compliance)

Responsibilities:

Our client seeking a Compliance Manager focused on central/core compliance in Singapore, with responsibilities extending to the APAC region. Key duties include:

• Acting as the primary liaison with the Monetary Authority of Singapore (MAS) and other regulatory bodies.
• Researching, interpreting, and advising on compliance with laws, regulations, and guidelines applicable to brokers in Singapore.
• Drafting and implementing policies and procedures to meet MAS and exchange requirements (e.g., SGX).
• Preparing written responses to regulatory inquiries.
• Managing regulatory inspections and audits, including developing and executing remedial action plans to address any findings.

Required Qualifications and Skills

• Self-starter with strong analytical skills.
• Excellent organizational abilities with the capacity to prioritize tasks and work independently in a fast-paced environment.
• Proficient with technology and its application in business and regulatory contexts.
• Exceptional oral and written communication skills.
• Capable of developing compliance solutions that align with regulations while exercising sound business judgment.
• Collaborative team player with experience in a small team environment.
• Proven track record within a financial services regulatory agency, exchange, or licensed financial services firm.
• Familiarity with Singaporean regulatory requirements.
• A proactive attitude with a willingness to learn.

Company Benefits & Perks:

• Competitive salary, annual performance-based bonus, and stock grants.
• CPF contributions.
• Comprehensive medical insurance, including dental, specialist, and inpatient coverage.
• Generous annual leave package.
• Daily in-house lunch service with a fully stocked kitchen.
• Modern office environment with multi-monitor setups.
• Unique exposure to global financial products, markets, and clientele.
• Opportunities for career advancement and expanded job responsibilities within a growing global company.
• Hybrid work arrangements available.
• Due to Singapore MOM requirements, preference will be given to Singapore PR and Citizens in the interview process.

If this job isn't quite right for you, but you know someone who would be great for this role, why not take advantage of our referral scheme?

We offer HKD1000 in Apple gift cards for every referred candidate who we place in a role. Terms & Conditions Apply.

Please send an updated resume in English to our Managing Partner at ec(at)Harbridgepartners(dot)com

Interested in this and other roles? Please send an updated resume in English to CV[@]harbridgepartners[dot]com

Or contact [phone] – and ask for Edward Chen, Richard Liu, Cora Pang

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HARBRIDGE PARTNERS is a boutique, legal, banking, finance and technology executive search and human capital consultancy firm.We are an Asia-based, p...

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