Compliance Manager (Central / Core Compliance)

HARBRIDGE PARTNERS; Singapore; Hybrid; SGD 60,000 - 80,000; Full time

Job summary

A financial services firm in Singapore seeks a Compliance Manager for its Central / Core Compliance Team. This role includes liaising with the Monetary Authority of Singapore, ensuring compliance with regulations, and managing audits. Ideal candidates will have strong analytical skills, regulatory experience, and proficiency in developing compliance solutions. Competitive benefits offered, including salary, bonuses, and hybrid work arrangements.

Benefits

Competitive salary

Performance-based bonus

Stock grants

CPF contributions

Comprehensive medical insurance

Generous annual leave

Daily in-house lunch service

Modern office environment

Career advancement opportunities

Hybrid work arrangements

Qualifications

• Self-starter with strong analytical skills.
• Excellent organizational abilities with task prioritization in a fast-paced environment.
• Proficient with technology and its application in business.
• Exceptional oral and written communication skills.
• Collaborative team player.
• Proven track record within a financial services regulatory agency.
• Familiarity with Singaporean regulatory requirements.
• Proactive attitude with willingness to learn.

Responsibilities

• Act as the primary liaison with the Monetary Authority of Singapore.
• Research, interpret, and advise on compliance with regulations.
• Draft and implement policies for MAS and exchange requirements.
• Prepare written responses to regulatory inquiries.
• Manage regulatory inspections and audits.

Skills

Analytical skills

Organizational abilities

Technical proficiency

Communication skills

Compliance solution development

Team collaboration

Regulatory experience

Familiarity with Singaporean regulations

Job description

Compliance Manager (Central / Core Compliance)

Our Client is an international financial services firm with a strong online and execution brokerage arm. Due to growing business needs, a newly created Compliance Manager for their Central / Core Compliance Team is required.

Responsibilities:

• Acting as the primary liaison with the Monetary Authority of Singapore (MAS) and other regulatory bodies.
• Researching, interpreting, and advising on compliance with laws, regulations, and guidelines applicable to brokers in Singapore.
• Drafting and implementing policies and procedures to meet MAS and exchange requirements (e.g., SGX).
• Preparing written responses to regulatory inquiries.
• Managing regulatory inspections and audits, including developing and executing remedial action plans to address any findings.

Required Qualifications and Skills:

• Self-starter with strong analytical skills.
• Excellent organizational abilities with the capacity to prioritize tasks and work independently in a fast-paced environment.
• Proficient with technology and its application in business and regulatory contexts.
• Exceptional oral and written communication skills.
• Capable of developing compliance solutions that align with regulations while exercising sound business judgment.
• Collaborative team player with experience in a small team environment.
• Proven track record within a financial services regulatory agency, exchange, or licensed financial services firm.
• Familiarity with Singaporean regulatory requirements.
• A proactive attitude with a willingness to learn.

Company Benefits & Perks:

• Competitive salary, annual performance-based bonus, and stock grants.
• CPF contributions.
• Comprehensive medical insurance, including dental, specialist, and inpatient coverage.
• Generous annual leave package.
• Daily in-house lunch service with a fully stocked kitchen.
• Modern office environment with multi-monitor setups.
• Unique exposure to global financial products, markets, and clientele.
• Opportunities for career advancement and expanded job responsibilities within a growing global company.
• Hybrid work arrangements available.
• Due to Singapore MOM requirements, preference will be given to Singapore PR and Citizens in the interview process.

Please send an updated resume in English to our Managing Partner at ec(at)Harbridgepartners(dot)com