Compliance Manager/AM (Market Conduct/Insurance/$7k) (ID: 677294)

PERSOLKELLY Singapore Pte Ltd (Formerly Kelly Services Singapore Pte Ltd); Singapore; On-site; SGD 60,000 - 84,000; Full time

Job summary

PERSOLKELLY Singapore Pte Ltd is seeking a professional for an investigations role. The candidate will be responsible for conducting audits, ensuring compliance with regulations, and enhancing the agency's competency through training. This role requires a degree and at least 3 years experience in financial investigations, ideally within FA firms or insurance companies.

Qualifications

• At least 3 years of experience in investigations.
• Understanding of FAA and LIA guidelines.
• Ability to work under pressure in a fast-paced environment.

Responsibilities

• Conduct investigations from beginning to end, including interviews.
• Perform audits to identify key risk areas.
• Conduct regular trainings to enhance competency.

Skills

Multitasking

Report Writing

Communication

Education

Degree

Job description

Responsibilities:

• Independently conduct investigations from beginning to end, including interviews and writing investigation reports

• Perform regular and ad-hoc audits to identify any key risk areas (e.g. training & competency and manipulation checks)

• Assists in developing, enhancing and implementing policies, procedures and control assessments in response to identified risks

• Conduct trainings on a regular basis to enhance competency of the agency

• Ensure agency is in compliance with all relevant laws and regulations (e.g. notices and circulars) issued by the Authorities or the Company

Requirements:

• Degree with at least 3 years of experience performing investigations in FA firms, insurance companies or related financial institutions

• Understanding of the relevant regulations, including the FAA and LIA guidelines

• Ability to multitask, work under pressure and remain agile in a fast-paced environment

• Good report writing ability and strong communication skills

Interested candidates who wish to apply for the advertised position, please click on “Apply”. We regret that only shortlisted candidates will be notified.

EA License No.: 01C4394 (PERSOLKELLY Singapore PTE LTD)

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