Compliance Executive

IFAST FINANCIAL PTE. LTD.; Singapore; On-site; SGD 50,000 - 70,000; Full time

Job summary

A financial services company in Singapore is looking for a Compliance Officer to handle compliance reviews and assessments while ensuring adherence to industry regulations. Candidates should possess a degree in relevant fields and have 1-2 years of compliance experience. Strong analytical and communication skills are essential. This position offers a dynamic environment to promote a robust compliance culture.

Qualifications

• Minimum 1-2 years of compliance experience in capital markets.
• Good command of English and communication skills required.
• Strong interpersonal and analytical skills needed.

Responsibilities

• Perform compliance reviews and assessments.
• Keep abreast of regulatory developments and implement compliance initiatives.
• Prepare reports for submission to regulators.

Skills

Compliance reviews

Regulatory knowledge

Communication skills

Analytical skills

Education

Degree in Accountancy, Business, Banking & Finance or Law

Job description

Responsibilities

• Perform compliance reviews and assessments on targeted compliance issues, investigations or potential problems
• Keep abreast of developments and changes in regulations governing the capital market and financial advisory industry. Plan, develop, monitor, revise and implement the Company’s compliance initiatives in response to such changes
• Preparation of various reports for submission to regulators/authorities
• Facilitate compliance-related training for staff and directors and promote compliance culture within the Company
• Handle other compliance duties and ad-hoc projects as assigned

Requirements

• A good degree in Accountancy, Business, Banking & Finance or Law
• Minimum 1-2 years of compliance experience in capital market and financial advisory industry
• Good understanding of regulations affecting business operations, which include but are not limited to the Securities and Futures Act (SFA), Financial Advisers Act (FAA) and Personal Data Protection Act (PDPA)
• Good command of English and communication skills
• Independent, driven, resourceful and meticulous
• High sense of responsibility and integrity
• Strong interpersonal and analytical skills