Compliance Executive

Jobs Jolt Private Limited; Singapore; On-site; SGD 50,000 - 70,000; Full time

Job summary

An expanding financial advisory firm seeks a Compliance Executive in Singapore to lead compliance efforts. The role involves ensuring the organization adheres to legal obligations while supporting business goals. This in-person position offers opportunities for professional growth and collaboration within the Risk and Compliance department.

Benefits

Variable Bonus

Annual Leave from 14 days

Medical Insurance

Flexi work hours

Qualifications

• Experience in the financial advisory industry required.
• Compliance qualification or experience in FA or insurance is a plus.
• Familiarity with regulatory requirements and acts.
• Willingness to learn and adapt.

Responsibilities

• Support Risk and Compliance department.
• Ensure compliance with regulatory requirements.
• Conduct due diligence on new business relationships.
• Communicate regulatory developments.

Skills

Communication

Analytical Skills

Problem Solving

Education

Minimum 'A' level or Diploma

Tools

Microsoft Excel

Job description

Our client is an expanding financial advisory firm in Singapore. They are seeking a new Compliance Executive to join their Risk and Compliance department. As the Compliance Executive, you will ensure that the company functions in a legal and ethical manner while meeting its business goals. The Compliance Executive will be reporting to the Head of Compliance.

This is an in-person role with the workplace located in the Kallang area, Singapore. Hybrid working arrangement may be discussed with the supervisor.

Jobs Responsibilities

• Support the Risk and Compliance department

• Perform responsibilities to ensure company complies with regulatory requirements which includes balanced scorecard audits, regulatory reporting, misconductinvestigation and administrative support

• Motivated to stay abreast of regulatory developments and take charge ofcommunicating the changes and support implementation; not limited to Financial Advisers Act, Personal Data Protection Act.

• Conduct due diligence on new business relationships and support on-going duediligence requirements from business partners.

Requirements

• Minimum 'A' level or Diploma with experience in the financial advisory industry.

• Having a compliance qualification or experience in the FA or insurance industry will be an advantage

• Familiar and skillful with the use of Microsoft software, especially Excel.

• Strong communication skills to liaise with different stakeholders.

• Diligent, able to work independently and under pressure.

• Willing to learn, positive attitude, curious, adaptability to the organisational culture and a team player.

• Singaporean

Benefits

• Variable Bonus

• Annual Leave from 14 days

• Medical Insurance

• Flexi work hours

We regret that we will be in touch with shortlisted candidates only. We seek your understanding on this.

For clarifications, please contact karyn(@)jobsjolt.com (EA Personnel: Karyn Choo; EA Personnel Reg No.: R24120779)

Employment Agency: Jobs Jolt Private Limited

EA Licence No.: 24C2131

www.jobsjolt.com

www.remotejobsasia.com