Compliance Director | Singapore, SG | Hybrid

Randstad Singapore Pte Ltd; Singapore; Hybrid; SGD 120,000 - 180,000; Full time

Job summary

A leading financial institution in Singapore seeks a seasoned Compliance Director to enhance its compliance framework. This role requires excellent liaison skills with regulators, a proven track record in compliance, and the ability to train staff in regulatory standards to ensure best practices across the organization.

Qualifications

• Minimum 8 years of relevant experience in compliance.
• Experience from securities, futures, brokerage, or capital markets background required.
• Charismatic and influential with strong communication skills.

Responsibilities

• Liaison with regulatory authorities including MAS.
• Conduct annual reviews of the compliance monitoring plan.
• Develop and conduct compliance training for staff.

Skills

Interpersonal skills

Communication skills

Influential

Education

Degree in Accountancy, Banking, Business or Law

Professional qualification in financial services or audit

Job description

Compliance Director

Randstad Singapore Pte Ltd Singapore Apply now Posted 2 days ago Hybrid Job Permanent Negotiable

about the company

Our client is a leading Financial Institution looking to expand their team with a seasoned compliance professional to support their burgeoning growth. With a focused commitment to growth in Asia, their comprehensive suite of financial products and services serves as the one-stop shop to fulfil the financial needs of their valued clients.

about the job

Your scope of duties will include:

• Acting as a liaison officer with regulatory authorities including MAS, exchanges, auditors and other regulatory bodies
• Assessing compliance risks and ensuring adequate controls are in place to mitigate these risks
• Conducting annual review of the compliance monitoring plan and ensure is it carried out effectively
• Providing advisory and interpretation of regulations on all relevant policies, laws and reguations to senior management and all internal stakeholders
• Keeping senior management abreast of changes in the regulatory landscape as well as material impacts to the business
• Representing the company in meetings with regulators, authorities and industry forums when necessary
• Developing and carrying out compliance training for all staff members to ensure the highest standards of compliance are practiced across the organisation

skills and experience required

• Degree in Accountancy, Banking, Business or Law, or relevant professional qualification in financial services or audit
• Minimum 8 years of relevant experience in compliance with relevant experience from another securities / futures / brokerage / capital markets background
• Is charismatic, influential and has strong interpersonal and communication skills

To apply online please use the 'apply' function, alternatively you may contact at <98237297>.
(EA: 94C3609/ )

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