Canvas Compliance Associate/Officer

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Join to apply for the Canvas Compliance Associate/Officer role at Point72

A Career with Point72’s Compliance Department

The Point72 Compliance department is a team of compliance professionals that supports global investment and trading activities by establishing and enforcing the firm’s compliance policies, providing real-time advice, and conducting pre and post trade surveillance. Our team is essential to the success of Point72, and our compliance professionals are embedded in investment professional and investment services teams across the organization. We offer mentorship, a growth path, and the opportunity for a long-term career with us.

What you’ll do

We are seeking a Compliance Officer in Singapore to focus on supporting Canvas FRG, a primary research group within Point72. In this role, you will work closely with the US and UK Canvas Compliance team as we expand the team to Asia. Specifically, you will:

• Be the main point of contact for compliance related items for Canvas Research Analysts in Asia
• Chaperone consultant calls for Canvas Research Analysts and document accordingly
• Monitor and notate chaperoned calls in proprietary compliance management system, track consultants to ensure appropriate chaperone coverage
• Conduct on-boarding due diligence of new consultants to Canvas FRG, LLC and annual re-reviews
• Monitor communications between Canvas Research Analyst interactions with discretionary investment professionals
• Facilitate quarterly invoicing and payment with the Finance department in compliance with applicable data privacy law
• Participate in insider dealing/insider trading issues training for Canvas Research Analysts
• Brainstorm and implement ideas for enhancing compliance oversight improvement and more efficient processes
• Monitor and stay current on applicable regional laws, regulatory initiatives, and case law in Asia jurisdictions
• Recommend and draft enhancements to existing policies and procedures
  
  

What’s Required

• 2-4 years of compliance experience in the financial services industry
• Strong understanding of MAS and other Asia regulatory environments
• Fluency in English and Mandarin due to coverage
• Keen attention to detail
• Someone who is highly organized, process driven, and structured with the ability to work independently
• Ability to juggle multiple priorities under pressure, prioritize tasks and see each through to completion
• Exceptional communication and interpersonal skills
• Commitment to the highest ethical standards
  
  

We take care of our people

We invest in our people, their careers, their health, and their well-being. When you work here, we provide:

• Health care benefits
• Generous parental and family leave policies
• Mental and physical wellness programs
• Volunteer opportunities
• Support for employee-led affinity groups representing women, minorities and the LGBT+ community
• Tuition assistance
  
  

About Point72

Point72 is a leading global alternative investment firm led by Steven A. Cohen. Building on more than 30 years of investing experience, Point72 seeks to deliver superior returns for its investors through fundamental and systematic investing strategies across asset classes and geographies. We aim to attract and retain the industry’s brightest talent by cultivating an investor-led culture and committing to our people’s long-term growth. For more information, visit www.Point72.com/about.

Seniority level

• Seniority level

  Entry level

Employment type

• Employment type

  Full-time

Job function

• Job function

  Finance and Sales

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