AVP/VP, Treasury Audit

As Regional Global Markets and Treasury Internal Auditor, you will add value and improve the bank’s global markets and treasury activities by bringing an efficient and disciplined approach to the effectiveness of risk management, control, and governance processes. You will travel and work closely with internal audit counterparts on a regional scale to conduct audit visits. You will have the opportunity to work with the stakeholders to evaluate internal controls and providing recommendations to strengthen these processes.

Responsibilities

• Lead and/or execute audits independently and efficiently, including audit planning, key control evaluation and testing, report drafting and issues follow-up and closure. Perform audit activities in accordance with the Bank internal audit methodology.
• Plan and execute in-depth risk assessments and process design reviews and operating effectiveness testing to provide reasonable assurance of the Bank internal control environment relating to Global Markets and Treasury activities.
• Provide value-adding recommendations which are effective and sustainable to Management to manage emerging issues or remediate identified weaknesses.
• Apply data analytics to assess the internal control environment.
• Establish and develop good working relationship with Management of assigned Global Markets and Treasury functions for which candidate has been assigned risk assessment responsibility.
• Contribute to the annual risk assessment exercise by developing good understanding of business strategy, plans, products, processes performance, risks and issues of the assigned Global Markets and Treasury functions.
• Perform continuous monitoring on assigned Global Markets and Treasury functions to keep abreast on evolving markets, regulatory, business and operational changes to drive appropriate ongoing audit coverage.
• Keep abreast of regulatory changes and industry best practices (e.g., MAS, RBI, APRA).
• Participate in the team’s strategic initiatives and projects as opportunities arise.

Requirements

• Minimum 5 years of audit experience within a bank, securities firm or an equivalent financial institution in the APAC region, with experience of Global Markets and Treasury front office, middle office and back office functions.
• Experience in audits of market and liquidity stress testing preferred.
• Familiar with execution of risk-based audit approach.
• Proficient in both spoken and written English.
• Good interpersonal and stakeholder management skills.
• Good team player as well as able to work independently.
• Meticulous, disciplined and self-motivated individual with the passion to pursue excellence.