Assistant VP, Regulatory Compliance - Asset Management

UOB; Singapore; On-site; SGD 90,000 - 150,000; Full time

Job summary

6110 UOB Asset Management Ltd is seeking a Regulatory Compliance professional to join the Compliance Department in Singapore. You will provide regulatory advice to the asset management business and help oversee global compliance for overseas entities, reporting to the Head of Regulatory Compliance.

You will review risk assessments, annual plans, and marketing materials for regulatory integrity, while ensuring AML and anti-bribery controls align with Group policies.

Qualifications

• Bachelor’s degree in banking, law or related discipline.
• 4-6 years’ experience in Banking, Compliance, Legal.
• Strong analytics, attention to details, and communication skills.

Responsibilities

• Review Regulation Risk Assessments, Annual Compliance Plan and Manual.
• Ensure compliance with SFA, AML, and anti-corruption regulations and Group policies.
• Provide guidance and training to staff on compliance framework.
• Coordinate responses to regulators and update RRARs.
• Monitor and report compliance issues to Board of Directors, Senior Management, Group Compliance, and regulators.
• Advise units on new regulations and implementation of procedures.
• Support overseas investment management entities’ compliance oversight.
• Assist Head Regulatory Compliance as needed.

Skills

Analytics

Problem-solving

Attention to detail

Team-oriented

Strong communication

Legal background

Education

Bachelor's degree in banking, law or related discipline

Job description

6110 UOB Asset Management Ltd is seeking a Regulatory Compliance professional to join the Compliance Department in Singapore. You will provide regulatory advice to the asset management business and help oversee global compliance for overseas entities, reporting to the Head of Regulatory Compliance.

You will review risk assessments, annual plans, and marketing materials for regulatory integrity, while ensuring AML and anti-bribery controls align with Group policies.