Asset Management Compliance Specialist, Singapore

Nomura; Singapore; On-site; SGD 120,000 - 170,000; Full time

Job summary

Nomura NAM SG Compliance is seeking an asset management compliance professional to join the NAM SG Compliance team in Singapore. The role requires deep knowledge of asset management regulatory framework (MAS) and ability to work with stakeholders across NAM, regional teams, and Tokyo head office.

You will monitor regulatory developments, review marketing materials, advise on cross-border matters, and participate in governance forums to uphold a strong risk culture.

Qualifications

• Minimum 5 years of experience in regulatory compliance with a primary focus on asset management.
• Demonstrated understanding of the asset management industry, products and services.
• Demonstrated understanding of the relevant financial regulations in Singapore as they apply to an asset management business with experience in dealing with regulators, in particular MAS.
• Excellent analytical skills, problem-solving ability and attention to detail.
• Strong written and verbal communication skills with the ability to engage effectively with internal stakeholders, regulators, and business partners.

Responsibilities

• Join a five-person NAM SG Compliance team.
• Collaborate with NAM Compliance teams across other locations.
• Work with wider Nomura compliance teams.
• Develop relationships with NAM SG stakeholders and regional teams.
• Liaise with NAM head office in Tokyo.
• Provide daily compliance support and advice on regulatory requirements.
• Review marketing materials and RFPs.
• Provide training on new or updated compliance policies and procedures.
• Handle regulatory inquiries, examinations and audits.

Skills

Regulatory compliance

Asset management compliance

Analytical skills

Communication skills

Team player

Education

Degree or equivalent in relevant discipline

Tools

Charles Rivers system

Job description

Nomura NAM SG Compliance is seeking an asset management compliance professional to join the NAM SG Compliance team in Singapore. The role requires deep knowledge of asset management regulatory framework (MAS) and ability to work with stakeholders across NAM, regional teams, and Tokyo head office.

You will monitor regulatory developments, review marketing materials, advise on cross-border matters, and participate in governance forums to uphold a strong risk culture.