Analyst/Assistan Vice President, Corporate Compliance (Compliance Department)

SUMITOMO MITSUI BANKING CORPORATION Singapore Branch; Singapore; On-site; SGD 60,000 - 90,000; Full time

Job summary

A leading banking institution is looking for a Compliance Officer to oversee compliance monitoring for its APAC offices. The candidate will be responsible for updating compliance manuals, training employees, and ensuring regulatory adherence. A degree is essential, and familiarity with banking regulations is critical for success in this role.

Qualifications

• Good working knowledge of regulatory requirements in banking.
• Familiarity with SFA/FAA compliance requirements.
• Able to work under pressure.

Responsibilities

• Oversee the monitoring of compliance matters for APAC offices.
• Review and update compliance policies in light of regulatory changes.
• Provide compliance training for employees.

Skills

Analytical skills

Problem solving

Attention to detail

Education

Bachelor's Degree or equivalent

Degree in law

Job description

Job Responsibilities :

1. Assist in overseeing the monitoring of compliance matters of APAC offices as set out in the head office policies and local laws from time to time including covering the following areas:

• reviewing existing policies in light of new developments in laws, rules and regulations, maintaining and keeping bank's compliance manual up-to-date, follow up on implementation and other compliance related duties assigned by Team Head
• monitoring and supervising the compliance framework of assigned APAC offices
• Keep up to date with international developments in compliance as well as changes to HO policies and recommend and monitor changes to each APAC office’s policies
• Provide advice on compliance matters and requirements (other than legal matters)
• Review of presentation materials and matters relating to compliance with SFA/FAA and Banking Act compliance
• On the job training of new joiners and assisting in compliance training for employees

2. Any other matters assigned by Team or Dept Head

Job Requirements :

• Degree or equivalent, degree in law is a plus but not essential
• Good working knowledge of regulatory requirements and recent developments in banking/FI
• Good working knowledge of SFA/FAA and related regulatory requirements on licensing and regulated activities
• Meticulous, with good analytical and problem solving skills
• Hands on, practical and with a balanced mindset
• Able to work under pressure