AD Compliance

Vodafone; Singapore; On-site; SGD 60,000 - 90,000; Full time

Job summary

A leading Asian Investment Bank is hiring an experienced Compliance Officer in Singapore. This role involves executing compliance tasks, monitoring regulations, and managing compliance-related issues. Ideal candidates should have a bachelor's degree and at least 5 years of experience in the financial sector.

Qualifications

• 5 years of relevant experience in financial industry compliance.
• Strong knowledge of securities regulations.
• Proactive team-oriented approach.

Responsibilities

• Monitor regulatory updates and perform trade surveillance.
• Ensure post-transaction compliance and close compliance gaps.
• Manage information security and licensing matters.

Skills

Attention to detail

Analytical skills

Organizational skills

Education

Bachelor's degree in Finance, Business, Law, or related field

Tools

SMARTS surveillance systems

Job description

Our client is a leading Asian Investment Bank with a global presence and is looking for an experienced compliance officer to join their team.

The Compliance Officer will be responsible for executing tasks under the Compliance Work Plan, including monitoring regulatory updates, performing trade surveillance and ensuring post-transaction compliance. Duties also involve identifying and closing compliance gaps, reviewing adherence to internal policies and regulatory requirements, and managing matters related to information security and licensing.

The ideal candidate will have a bachelor's degree in Finance, Business, Law, or a related field, with at least 5 years of relevant experience in financial industry compliance. Strong knowledge of securities regulations, and familiarity with surveillance systems like SMARTS is preferred. The role requires excellent attention to detail, strong analytical and organizational skills, and a proactive team-oriented approach.

Please submit your resume to Eugene Lim at [e-mail], quoting the job title and reference number EL34012. We regret that only shortlisted applicants will be contacted.

L/N 16S8060
R/N 1108592