Senior Compliance Officer – Capital Markets | Riyadh, SA

KS Talent Solutions; Riyadh; On-site; SAR 150,000 - 200,000; Full time

Job summary

A leading international financial institution in Riyadh is seeking a Senior Compliance Officer to oversee compliance in capital markets operations. The successful candidate will ensure adherence to CMA regulations, manage compliance frameworks, and provide guidance on regulatory changes. The role requires a bachelor's degree and 5–8 years of relevant experience, ideally within the financial services sector in Saudi Arabia. Competitive salary and benefits are offered.

Benefits

Competitive salary

Dynamic international environment

Exposure to cross-border regulations

Qualifications

• 5–8 years of experience in compliance roles within the financial services sector in Saudi Arabia.
• Strong knowledge of CMA regulations and experience managing compliance for licensed institutions.
• Fluent in English; Arabic proficiency is a plus.

Responsibilities

• Lead implementation and enhancement of compliance frameworks.
• Monitor regulatory changes and advise teams on compliance topics.
• Conduct compliance training and foster awareness.

Skills

Compliance Management

Regulatory Knowledge

Internal Controls

Training and Development

Investigative Skills

Education

Bachelor’s degree in Law, Finance, Economics

Job description

Senior Compliance Officer – Capital Markets

Job Title: Senior Compliance Officer – Capital Markets

Overview:

A leading international financial institution is seeking a Senior Compliance Officer to join its Riyadh office. The successful candidate will oversee compliance matters across capital markets operations, ensuring adherence to local and international regulatory frameworks, including CMA regulations.

Key Responsibilities:

• Lead the implementation, review, and enhancement of compliance frameworks and internal controls in line with CMA and global standards.
• Act as the primary contact with the Capital Market Authority (CMA) for compliance issues.
• Monitor regulatory changes and assess their impact on the business.
• Advise front-office and operational teams on compliance topics such as trading, licensing, and reporting.
• Manage regulatory filings, license applications, and ongoing reports.
• Conduct compliance training and foster a culture of compliance awareness.
• Perform internal reviews and investigations as needed.
• Coordinate with global compliance teams to ensure consistency with international policies.

Requirements:

• Bachelor’s degree in Law, Finance, Economics, or related fields; professional certifications like CAMS, CICA, or equivalent are advantageous.
• 5–8 years of experience in compliance roles within the financial services or capital markets sector in Saudi Arabia.
• Strong knowledge of CMA regulations and experience managing compliance for licensed financial institutions.
• Experience with license applications and establishing offices is preferred.
• Fluent in English; Arabic proficiency is a plus.
• Saudi nationals preferred due to regulatory requirements.

What’s on Offer:

• Opportunity to work with a globally respected financial institution with high governance standards.
• Dynamic international environment with exposure to cross-border regulations.
• Competitive salary and benefits.

Application Instructions:

Interested candidates should submit their CV and a brief cover letter highlighting relevant experience and regulatory exposure. Please email your application to [e-mail]

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