Corporate - General Attorney in Riyad, ar Riyad

LawCrossing; Saudi Arabia; On-site; USD 70,000 - 100,000; Full time

Job summary

A global professional services firm is seeking a Business Conduct & Ethics Compliance Associate in Riyadh. The role involves conducting BC&E reviews, developing frameworks to address key issues, and assisting clients with regulatory findings. Candidates should have a minimum of 4 years of experience, possess strong BC&E knowledge, and ideally hold relevant qualifications.

Qualifications

• Minimum 4 years of BC&E experience, preferably in Middle East or UK.
• Professional qualifications like ACA, ACCA, CFA, MBA are advantageous.

Responsibilities

• Conduct BC&E reviews including gap analysis, risk assessments, and assist clients in implementing recommendations.
• Develop frameworks to address BC&E issues; assist clients in remediating regulatory findings.

Skills

Gap Analysis

Risk Assessments

Maturity Assessments

Assurance Reviews

Investor & Consumer Protection

Financial Promotions

Market Abuse

Client Assets & Money

Conflicts of Interest

Chinese Walls

Record Keeping

Investment Research

Data Protection

Privacy

Whistleblowing

Employee Codes of Conduct

KYC

Due Diligence

Transaction Monitoring

Reporting

Business Modeling

Report Writing

Education

Degree in accounting, finance, economics, law, or related fields

Job description

Corporate - General Attorney in Riyadh, ar Riyad

Job Type : Attorney

Practice Area : Job Tags : Experience Level :

Min 4 yrs required

Salary & Benefits

A&M offers competitive salaries and benefits packages that reflect the market rate for the region.

Associate (Business Conduct & Ethics Compliance)

Job Overview

A&M is a global professional services firm with more than $2 billion in revenues, over 7,500 staff, and more than 70 offices worldwide. Specializing in turnaround and interim management, performance improvement, and business advisory services, A&M delivers operational, consulting, and industry expertise to management and investors seeking to enhance performance, overcome challenges, and maximize value across the corporate and investment lifecycle.

We are expanding in EMEA and are seeking a Business Conduct & Ethics Compliance Associate to join our Riyadh office, primarily servicing clients in the Kingdom of Saudi Arabia and the Middle East.

Responsibilities

• Conduct BC&E reviews including gap analysis, risk assessments, maturity assessments, and assurance reviews, and assist clients in implementing recommendations.
• Develop frameworks for addressing BC&E issues such as investor protection, consumer protection, suitability, financial promotions, marketing, market abuse, sales and trading, deposit taking, client money & assets, conflicts of interest, Chinese Walls, record keeping, investment research, data protection, privacy, whistleblowing, employee codes of conduct, and infrastructure projects involving policy transformation, system controls, monitoring, training, and reporting mechanisms.
• Assist clients in remediating adverse regulatory findings or managing regulatory scrutiny.

Requirements

• Minimum 4 years of BC&E experience in reputable jurisdictions, preferably in the Middle East or UK.
• Strong knowledge of BC&E issues and general consultancy experience with flexibility and innovation in delivery.
• Degree (or equivalent) in accounting, finance, economics, law, or related business fields.
• Experience with KYC, third-party due diligence, conflicts of interest, transaction monitoring, risk assessments, and reporting systems.
• Ability to develop templates for BC&C assignments and onsite client experience in BC&E projects.
• Professional qualifications such as ACA, ACCA, CFA, MBA (advantageous).
• Proficiency in framing business issues, data analysis, business modeling, and report writing using Excel, PowerPoint, and Word.
• Fluent in English; Arabic skills are desirable but not essential.
• Strong relationship management and communication skills.

Salary & Benefits

A&M offers competitive salaries and benefits packages reflecting regional market rates.

Note: Not specified

English required; Arabic desirable but not essential.

Skills : Gap Analysis, Risk Assessments, Maturity Assessments, Assurance Reviews, Investor & Consumer Protection, Financial Promotions, Market Abuse, Client Assets & Money, Conflicts of Interest, Chinese Walls, Record Keeping, Investment Research, Data Protection, Privacy, Whistleblowing, Employee Codes of Conduct, KYC, Due Diligence, Transaction Monitoring, Reporting, Business Modeling, Report Writing.

Industry :

Legal

Last Verified Date : Aug 28, 2023

Posted on : Aug 08, 2023

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