Lead WAM Risk & Regulatory analyst

Ernst & Young Advisory Services Sdn Bhd; Katowice; Hybrid; PLN 60,000 - 90,000; Full time

Job summary

A global consulting firm is seeking a Lead WAM Risk & Regulatory analyst in Katowice. You will lead projects in the Wealth and Asset Management sector, delivering solutions and managing compliance risks. Candidates should have significant experience in Regulatory Risk/Compliance teams and financial regulations. This hybrid role offers the chance to drive transformation in a dynamic environment.

Qualifications

• Significant experience of working within a Wealth or Asset Managers’ Regulatory Risk / Compliance Team.
• Experience working with financial and asset management regulations.

Responsibilities

• Compliance Target Operating Model including Compliance Monitoring.
• Regulatory Change programmes.
• Regulatory Due Diligence during transactions.
• Skilled Person Reviews.
• Review & Recommend reports on FCA Handbook rules.
• Investment Risk.
• Funds regulation in UK and Europe.
• Regulatory Reporting.
• Fund and legal entity authorisations.

Skills

Knowledge and experience of Compliance and Risk Frameworks in Wealth & Asset Management

Business consulting experience

Strong project management experience

Excellent stakeholder management

Knowledge of Alternatives as an asset class

Knowledge of MIFID, EMIR and other regulatory frameworks

Job description

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Location: Katowice
Hybrid model: 2 days office / 3 days remote

Let us introduce you the job offer by EY GDS Poland – a member of the global integrated service delivery center network by EY.

We are currently enforcing the team in Financial Services area with the portfolio widespread around the globe, dedicated to the wealth and asset management sector. Our clients are the top players of the market. Our FS teams have been at the forefront of the most significant industry events that are reshaping and redefining the clients’ products. You will play a key role in defining the way our Wealth and Asset Management clients transform their business models to address their most complex reporting and technology challenges.

The opportunity

As a Lead WAM Risk & Regulatory analyst you will work as a team lead in one of the projects for International Customer. You will be responsible for managing and delivering innovative solutions to the clients from Wealth & Asset Management sector, focusing on Luxembourg market.

Your key responsibilities

• Compliance Target Operating Model including Compliance Monitoring
• Regulatory Change programmes
• Regulatory Due Diligence during transactions
• Skilled Person Reviews
• Review & Recommend reports on FCA Handbook rules
• Investment Risk
• Funds regulation in UK and Europe
• Regulatory Reporting
• Fund and legal entity authorisations

Skills and attributes for success

• Knowledge and experience of Compliance and Risk Frameworks in Wealth & Asset Management
• Business consulting experience, with excellent client liaison and communication skills as well as commercial awareness
• Strong project management experience ideally relating to compliance and risk projects in WAM businesses
• Ability to work in a client facing and consulting role, with the ability to build networks and relationships
• Excellent stakeholder management and communication skills Ability to develop new business opportunities for WAM Regulatory & Risk to deliver
• Knowledge of Alternatives as an asset class and experience of doing Risk and/or Compliance work in relation to Alternatives will be a helpful attribute.
• Knowledge about and experience working with MIFID, EMIR and other regulatory frameworks will be an advantage.

To qualify for the role, you must have

• Significant experience of working within a Wealth or Asset Managers’ Regulatory Risk / Compliance Team orexperience of delivering these services for another Advisory firm
• Experience working with financial and asset management regulations.