Swap Dealer Compliance Program Specialist

Northern Trust; Manila; On-site; PHP 1,200,000 - 1,800,000; Full time

Job summary

Northern Trust is seeking a seasoned professional to join the Global Swap Dealer Compliance Program in Manila. You will collaborate with Compliance, Legal, Risk, Operations, and Technology to administer governance, track issues, perform trade reconstructions, and execute periodic reviews that ensure regulatory compliance for Swap Dealer activities.

The role emphasizes coordination, documentation, and proactive risk management across stakeholders, with opportunities to contribute to program

Qualifications

• 5-6 years of experience in Compliance, Regulatory Risk, Audit, Financial Services, Governance, or related field.
• Knowledge of financial services regulations and compliance frameworks; experience supporting regulatory compliance programs, monitoring, testing, governance, or issue management activities preferred.
• Strong organization, analytical judgment, communication, and project-management skills, with the ability to independently manage multiple deadlines.

Responsibilities

• Governance Administration: Prepare meeting materials, maintain committee charters, document minutes, track actions and support governance reporting for the Swap Dealer.
• Issue Management: Track issues from identification through closure and validate corrective actions.
• Trade Reconstructions: Perform quarterly reviews to assess regulatory compliance.
• Periodic Compliance Reviews: Conduct monthly, quarterly, and annual reviews with personnel tracking and recordkeeping.
• Policy and Procedure Maintenance: Update Swap Dealer policies to align with regulatory developments.
• Business Continuity and Disaster Recovery: Support planning, testing, and remediation tracking.
• Regulatory Examinations: Assist with examinations, coordinate requests and stakeholder responses.
• Relationship Management: Build relationships with Compliance, Legal, Risk, Operations and other stakeholders.
• Initiatives and Program Enhancement: Support strategic initiatives for program effectiveness.
• Program Execution and Delivery: Ensure deliverables are completed on time to meet program objectives.

Skills

Compliance knowledge

Regulatory risk

Audit

Documentation

Project management

Job description

Northern Trust is seeking a seasoned professional to join the Global Swap Dealer Compliance Program in Manila. You will collaborate with Compliance, Legal, Risk, Operations, and Technology to administer governance, track issues, perform trade reconstructions, and execute periodic reviews that ensure regulatory compliance for Swap Dealer activities.

The role emphasizes coordination, documentation, and proactive risk management across stakeholders, with opportunities to contribute to program