Sr. Compliance Officer

BDO Unibank, Inc.; Makati; Vor Ort; PHP 1.200.000 - 2.100.000; Vollzeit

Zusammenfassung

BDO Unibank, Inc. is seeking a Sr. Compliance Officer/Compliance Specialist for Lending to support the Regulatory Compliance Department in implementing and enhancing the bank's compliance program.

The role focuses on identifying, assessing, monitoring, and mitigating regulatory risks, ensuring adherence to laws, regulations, and internal policies. Reporting to the Unit Head - Regulatory Compliance, the ideal candidate will lead compliance risk management and regulatory coordination, working

Qualifikationen

• Bachelor's degree in Accounting, Finance, Business Administration, Law, or a related field.
• 3–5 years of experience in Compliance, Risk Management, Audit, Regulatory Affairs, or related banking functions.
• Strong knowledge of banking regulations and regulatory compliance frameworks.
• Experience coordinating with regulatory bodies and managing regulatory examinations is an advantage.
• Demonstrated leadership, supervisory, and talent development capabilities.
• Willingness to work onsite in Makati.

Aufgaben

• Monitor regulatory developments and identify compliance risks affecting the organization.
• Coordinate policies, controls, and procedures to mitigate compliance risks.
• Support reviews and testing with business units and Compliance Testing teams.
• Track regulatory findings and corrective action plans for timely resolution.
• Provide compliance support for new products, services, and initiatives.
• Oversee timely submission of regulatory reports and related requirements.
• Liaise with regulators during examinations and information requests.
• Coordinate responses for on-site and off-site regulatory reviews.
• Track commitments and deliverables to ensure timely completion.
• Assist with CIC reports preparation, validation, and regulator coordination.

Kenntnisse

Regulatory knowledge

Leadership

Stakeholder coordination

Regulatory examinations experience

Ausbildung

Bachelor's degree in Accounting, Finance, Business Administration, Law, or a related field

Jobbeschreibung

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Business Unit: Compliance Group

Role: Sr. Compliance Officer/Compliance Specialist for Lending

Reporting Line: Unit Head - Regulatory Compliance Unit 3, Lending Compliance

About BDO

BDO Unibank, Inc. is the Philippines’ leading full-service bank, offering a wide range of financial and digital banking services. Guided by our brand promise “We Find Ways,” we are committed to delivering easy, reliable, and customer-focused services. Build your career with a trusted industry leader.

Job Summary

Supports the Head of the Regulatory Compliance Department in implementing and enhancing the Bank’s compliance program by identifying, assessing, monitoring, and mitigating regulatory risks. Ensures adherence to applicable laws, regulations, and internal policies while contributing to the achievement of the Bank’s strategic and business objectives.

Key Responsibilities

Compliance Risk Management

• Monitor regulatory developments and identify potential compliance risks affecting the organization.
• Recommend and coordinate policies, controls, and procedures to mitigate compliance risks.
• Partner with business units and Compliance Testing teams to support compliance reviews and testing activities.
• Monitor regulatory findings, compliance breaches, and corrective action plans to ensure timely resolution.
• Provide compliance support for new products, services, and business initiatives.
• Oversee the timely submission of regulatory reports and compliance-related requirements.

Regulatory Coordination and Relationship Management

• Serve as a key liaison for regulatory examinations, reviews, and information requests.
• Coordinate requirements and responses for both on-site and off-site regulatory reviews.
• Track regulatory commitments, action items, and deliverables to ensure timely completion.
• Escalate significant regulatory concerns and support the resolution of regulator inquiries.
• Oversee the preparation and submission of Credit Information Corporation (CIC) reports, including report validation, issue resolution, and regulator coordination.

Qualifications

• Bachelor's degree in Accounting, Finance, Business Administration, Law, or a related field.
• At least 3-5 years of experience in Compliance, Risk Management, Audit, Regulatory Affairs, Banking Operations, or related functions within the banking or financial services industry.
• Strong knowledge of banking regulations and regulatory compliance frameworks.
• Experience coordinating with regulatory bodies and managing regulatory examinations is an advantage.
• Demonstrated leadership, supervisory, and talent development capabilities.
• Must be amenable to working onsite and be assigned to Makati.

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