Senior Financial Markets Client Control Lead

ING Hubs Philippines; Metro Manila; On-site; PHP 900,000 - 1,300,000; Full time

Job summary

ING Hubs Philippines seeks a Financial Markets Client Control Senior Specialist to coordinate onboarding and post-trade monitoring for clients actively trading in Financial Markets, acting as the main contact for global front office and back-office teams.

The role emphasizes regulatory compliance (KYC, MiFID, EMIR, SFTR) and driving improvements within a dynamic environment, with a focus on data-driven decision making and strong communication across diverse teams.

Qualifications

• MiFID, EMIR, SFTR, Dodd-Frank or similar financial regulations experience.
• Fluent in English (verbal and written) in an international environment.
• Experience in client communication.
• Proficient in Excel.
• Presentations skills.

Responsibilities

• Execute daily operational tasks related to client control processes to ensure continuous client compliance with regulations in the financial markets.
• Governing cooperation with stakeholders connected with client outreach communication.
• Focus on existing client portfolio and its compliance with legal and regulatory requirements including CDD, MiFID, LEI, ESR, EMIR, SFTR and Dodd Frank, aiming for FM business continuity and company risk mitigation.
• Come up with improvement ideas and drive their implementation.
• Coordinate onboarding of clients and ensure regulatory compliances are met.
• Serve as main point of contact for global front office locations, sales locations, ING Hubs locations, and other back-office teams.

Skills

Attention to detail

Strong communication skills

Data-driven decision making

Analytical skills

Proactive work attitude

Team player

Client-centric mindset

Lead negotiations

Ability to adapt communication to all

Presentation skills

Tools

Excel

Job description

ING Hubs Philippines seeks a Financial Markets Client Control Senior Specialist to coordinate onboarding and post-trade monitoring for clients actively trading in Financial Markets, acting as the main contact for global front office and back-office teams.

The role emphasizes regulatory compliance (KYC, MiFID, EMIR, SFTR) and driving improvements within a dynamic environment, with a focus on data-driven decision making and strong communication across diverse teams.