Markets Regulatory Controls Analyst - APAC Shift

Citi; Taguig; On-site; PHP 600,000 - 800,000; Full time

Benefits offered by this job

Access to telehealth options

Health advocates

Confidential counseling

Learning and development resources

Job summary

Citi is looking for an Officer, Markets Regulatory Control Analyst in Taguig, Philippines. You will conduct client profile reviews, ensuring compliance with regulations and internal standards. The ideal candidate should have a Bachelor’s degree and 2-4 years of experience in data management within financial services.

This hybrid position offers robust learning opportunities and the chance to make a positive impact through volunteerism. Join Citi in advancing your career by applying today!

Qualifications

• 2-4 years of relevant experience in financial services.
• Good understanding of client needs and decision compliance.
• Solid knowledge of regulatory obligations.

Responsibilities

• Conduct client profile reviews for customer accounts.
• Ensure compliance with regulation and internal standards.
• Update client profiles according to policy requirements.
• Provide guidance and oversee junior staff.

Skills

Client/counterparty/account data management

KYC experience

AML background

Risk and compliance knowledge

Education

Bachelor’s/University degree or equivalent experience

Job description

Whether you’re at the start of your career or looking to discover your next adventure, your story begins here. At Citi, you’ll have the opportunity to expand your skills and make a difference at one of the world’s most global banks. We’re fully committed to supporting your growth and development from the start with extensive on-the-job training and exposure to senior leaders, as well as more traditional learning. You’ll also have the chance to give back and make a positive impact where we live and work through volunteerism.

Shape your Career with Citi

We’re currently looking for a high‑caliber professional to join our team as Officer, Markets Regulatory Control Analyst – Hybrid (Internal Job Title: Reference Data Services Analyst 2 – C10) based in Taguig, Philippines. Being part of our team means that we’ll provide you with the resources to meet your unique needs, empower you to make healthy decisions and manage your financial well‑being to help plan for your future.

• Citi provides programs and services for your physical and mental well‑being including access to telehealth options, health advocates, confidential counseling and more. Coverage varies by country.
• Citi provides access to an array of learning and development resources to help broaden and deepen your skills and knowledge as your career progresses.
• We have a variety of programs that help employees balance their work and life.

The DRO Markets Regulatory Controls Analyst (Ref Data Mgmt Analyst 2) is a developing professional role. Applies specialty area knowledge in monitoring, assessing, analyzing and/or evaluating processes and data. Reviews records of Markets’ clients to ensure fulfillment of regulatory obligations. Identifies policy gaps and formulates policies. Interprets data and makes recommendations. Researches and interprets factual information. Identifies inconsistencies in data or results, defines business issues and formulates recommendations on policies, procedures or practices. Integrates established disciplinary knowledge within own specialty area with basic understanding of related industry practices. Good understanding of how the team interacts with others in accomplishing the objectives of the area. Develops working knowledge of industry practices and standards. Limited but direct impact on the business through the quality of the tasks/services provided. Impact of the job holder is restricted to own team.

Responsibilities

• Conduct client profile reviews for customer accounts.
• Review all information and documentation ensuring compliance with local/global regulation and Citi standards.
• Create and maintain records by obtaining information from internal and external sources (firm website, regulatory websites, etc.).
• Partner with Sales, Relationship Management and Compliance teams to assist with the preparation, development, due diligence and regulatory requirement of each record.
• Update internal forms/files and related client profiles in adherence to policy requirements and/or internal policies.
• Follow up with clients to ensure information is received before prescribed due date.
• Day‑to‑day oversight and contribution to creation and maintenance of customer accounts, security and pricing data within multiple systems across multiple teams.
• Identify opportunities for improvements to quality of data and client service levels.
• Acts as backup for manager.
• Provides direction and guidance to team, evaluating performance, making recommendations and identifying training requirements.
• Responsible for the successful management and delivery of project initiatives and for the supervision of junior staff to ensure delivery of their tasks which contribute to the projects.
• Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm’s reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency.

Qualifications

As a successful candidate, you’d ideally have the following skills and exposure:

• Bachelor’s/University degree or equivalent experience.
• 2‑4 years of relevant experience in client/counterparty/account data management within a global financial services organization.
• Good awareness of client needs/expectations.
• Financial services related qualifications (e.g., IAQ or similar).
• KYC, AML and/or Risk & compliance experience/background is required.

Take the next step in your career – apply for this role at Citi today.

https://jobs.citi.com/dei

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