Fintech Compliance Officer: Regs, Risk & AML/KYC Lead

Yinshan Lending Inc.; Makati; On-site; PHP 446,400 - 781,200; Full time

Job summary

A financial technology firm is looking for a Compliance Officer responsible for ensuring that its operations adhere to all applicable laws and regulations. The ideal candidate will monitor regulatory developments, support licensing and reporting requirements, and conduct compliance training. A background in Law, Finance, or related fields, combined with 2-5 years of relevant experience, is required, making this role crucial for maintaining strong compliance within the organization.

Qualifications

• Minimum 2-5 years of experience in compliance, risk, legal, or regulatory roles.
• Experience in fintech, banking, or financial services is an advantage.
• Familiarity with AML/CFT, KYC, and regulatory reporting requirements.

Responsibilities

• Ensure operations comply with laws and regulations.
• Monitor regulatory developments and assess impact on business activities.
• Support regulatory licensing applications and periodic reporting requirements.
• Act as a liaison with regulators and auditors on compliance matters.
• Implement and monitor AML/CFT and KYC procedures.
• Conduct compliance reviews and risk assessments.

Skills

Compliance management

Risk assessment

Documentation skills

Regulatory compliance knowledge

Strong communication skills

Education

Bachelor’s degree in Law, Finance, Business, Accounting, or related field

Job description

A financial technology firm is looking for a Compliance Officer responsible for ensuring that its operations adhere to all applicable laws and regulations. The ideal candidate will monitor regulatory developments, support licensing and reporting requirements, and conduct compliance training. A background in Law, Finance, or related fields, combined with 2-5 years of relevant experience, is required, making this role crucial for maintaining strong compliance within the organization.