FINRA Licensed Broker

Metacom Careers; Philippines; On-site; PHP 300,000 - 600,000; Full time

Job summary

Metacom Careers is seeking a Financial Advisor to manage client portfolios and offer investment recommendations based on market analysis. The role requires analyzing client needs and aligning products to goals, while maintaining FINRA compliance.

The candidate should have 1–3 years in financial services, a Finance-related degree, and FINRA Series 6 and 26 licenses, coupled with strong communication and interpersonal skills to build trusted client relationships.

Qualifications

• Bachelor’s degree in Finance, Business Administration, or a related field.
• 1–3 years of experience in the financial services industry.
• FINRA licenses Series 6 and 26.
• Excellent communication and interpersonal skills.

Responsibilities

• Provide investment recommendations based on market analysis.
• Conduct detailed financial assessments to determine client needs and goals.
• Manage client portfolios while ensuring compliance with FINRA regulations and industry standards.
• Build and maintain strong client relationships to promote trust and loyalty.
• Stay updated on financial products and market trends to provide informed advice.

Skills

Communication skills

Interpersonal skills

Investment knowledge

Education

Bachelor’s degree in Finance/Business

Tools

FINRA Series 6 License

FINRA Series 26 License

Job description

Description

• Effectively manage client portfolios, providing investment recommendations based on market analysis.
• Conduct detailed financial assessments to determine clients' needs and goals.
• Maintain compliance with FINRA regulations and industry standards.
• Build and maintain strong client relationships to promote trust and client loyalty.
• Continuously update knowledge of financial products and market trends to provide informed advice.

Requirements

• Educational Qualifications: Bachelor’s degree in Finance, Business Administration, or a related field
• Experience Level: 1–3 years of experience in the financial services industry
• Skills and Competencies: FINRA license series 6 and 26
• Responsibilities and Duties: Strong understanding of investment vehicles and financial markets
• Qualities and Traits: Excellent communication and interpersonal skills
• Working Conditions: Availability to work flexible hours, including evenings and weekends as needed