Compliance Analyst

Manulife; Quezon City; On-site; PHP 180,000 - 300,000; Full time

Job summary

Manulife Financial Corporation seeks a Compliance Analyst to support the Code of Ethics within the Global Ethics Office. This role includes training, monitoring employee trading, and managing conflicts of interest and related programs.

You will assist in reviewing potential policy violations, designating new Access Persons, and ensuring adherence to personal trading, gifts and entertainment policies. Fresh graduates are welcome.

Qualifications

• Fresh graduates are encouraged to apply.
• Bachelor's degree in finance, banking, or related courses is preferred.
• Strong organizational skills and ability to manage competing priorities.
• Excellent written and verbal communication skills.
• Ability to work independently and as part of a team is critical.
• Strong systems application and software skills including Word and Excel.
• Demonstrated ability to manage a diverse workload with effective prioritization.

Responsibilities

• Assist in identification, review, research and resolution of potential policy violations and Information Barrier issues.
• Conduct Code of Ethics training with new hires and staff including Information Barrier review.
• Designate new employees as Access Persons (APs) and provide training.
• Monitor employee trading activities and test trades for compliance with personal trading policies.
• Assist in managing Outside Affiliation Program administration and due diligence.
• Assist in Gifts and Entertainment Program administration and oversight.
• Monitor APs gifts/entertainment reporting and test for policy compliance.

Skills

Fresh graduates encouraged

Strong communication skills

Excellent organizational skills

Independent & team player

Ability to manage priorities

Analytical mindset

Education

Bachelor's degree in finance or related

Tools

Microsoft Word

Excel

Job description

The Compliance Analyst will report to the Global Ethics Office, Code Administration Team and is responsible for the Code of Ethics. The position supports the Employee Trade Monitoring program, Conflicts of Interest, and related systems and platforms.

Position Responsibilities:

• Assist in the identification, review, research and resolution of potential cases of policy violations and issues related to the Information Barrier.

• Conduct Code of Ethics training with new hires and existing staff that includes a comprehensive review of the Information Barrier program.

• Perform process to designate new employees as Access Persons (APs) and provide training.

• Monitor employee trading activities and test trades for compliance with Manulife's personal trading policies.

• Assist the Director of Code of Ethics Center of Expertise with the management of the Outside Affiliation Program administration and due diligence process.

• Assist the Director with the management of the Gifts and Entertainment Program administration and oversight.

• Monitor APs gift and entertainment reporting and test for compliance with Manulife's gift and entertainment policy.

Required Qualifications:

• Fresh graduates are encouraged to apply

• A bachelor's degree in finance, banking, or related courses is preferred

• Strong organizational skills, an ability to manage assignments with competing priorities,

• Excellent written and verbal communication skills

• Ability to work both independently and as a member of a team are critical

• Excellent organizational and analytical skills

• Strong systems application and software skills, including Microsoft Word and Excel.

• Demonstrated ability to independently manage a diverse and demanding workload; effective decision-making and prioritization of workflow skills.

• Self-motivated and able to work within tight deadlines

• Strong negotiation skills

• Conscientious about quality of work
  

When you join our team:

• We'll empower you to learn and grow the career you want.

• We'll recognize and support you in a flexible environment where well-being and inclusion are more than just words.

• As part of our global team, we'll support you in shaping the future you want to see.

About Manulife and John Hancock

Manulife Financial Corporation is a leading international financial services provider, helping people make their decisions easier and lives better. To learn more about us, visit https://www.manulife.com/en/about/our-story.html.

Manulife is an Equal Opportunity Employer

At Manulife/John Hancock, we embrace our diversity. We strive to attract, develop and retain a workforce that is as diverse as the customers we serve and to foster an inclusive work environment that embraces the strength of cultures and individuals. We are committed to fair recruitment, retention, advancement and compensation, and we administer all of our practices and programs without discrimination on the basis of race, ancestry, place of origin, colour, ethnic origin, citizenship, religion or religious beliefs, creed, sex (including pregnancy and pregnancy-related conditions), sexual orientation, genetic characteristics, veteran status, gender identity, gender expression, age, marital status, family status, disability, or any other ground protected by applicable law.

It is our priority to remove barriers to provide equal access to employment. A Human Resources representative will work with applicants who request a reasonable accommodation during the application process. All information shared during the accommodation request process will be stored and used in a manner that is consistent with applicable laws and Manulife/John Hancock policies. To request a reasonable accommodation in the application process, contact [e-mail].

Working Arrangement

Hybrid