AVP Regulatory Affairs

HSBC; Manila; On-site; PHP 50,000 - 90,000; Full time

Job summary

Join a dynamic team at a leading financial services organization, where your expertise in Regulatory Affairs will drive compliance and governance. As an AVP, you'll play a crucial role in ensuring adherence to regulations while fostering a culture of integrity and excellence. This role offers the opportunity to work collaboratively across teams, contributing to the development of regulation management frameworks and enhancing service delivery standards. If you're passionate about making a difference in the financial sector and thrive in a fast-paced environment, this is the perfect opportunity for you.

Qualifications

• 8+ years in Banking/Law/Financial Services in Compliance roles.
• Experience in Banking Compliance and Regulatory Compliance.

Responsibilities

• Support compliance with new regulations and laws.
• Ensure service delivery meets performance standards.

Skills

Regulation Management Frameworks

Risk Management

Project Management

Communication Skills

Analytical Skills

Organizational Skills

Education

Bachelor's in Finance

Master's in MBA Finance

Tools

MS Office

Project Management Tools

Job description

Some careers shine brighter than others.

If you’re looking for a career where you can make a real impression, join HSBC and discover how valued you’ll be. HSBC is one of the largest banking and financial services organizations in the world, with operations in 62 countries and territories. We aim to be where the growth is, enabling businesses to thrive and economies to prosper, and, ultimately, helping people to fulfil their hopes and realize their ambitions.

We are currently seeking an experienced professional to join our team as AVP Regulatory Affairs.

Job Responsibilities:

1. Governance and Risk Management:
   • Support in assessing readiness to comply with proposed and in-flight new or amended significant rules, regulations, and laws. Assist in establishing regulation management frameworks.
   • Review whether reasonable steps are being taken to address additional significant regulatory expectations and issues outlined in reports.
2. Principal Accountabilities and Responsibilities:
   • Ensure service delivery of processes meets defined standards and performance levels within a high-governance control environment.
   • Maintain strong understanding of Regulatory Affairs, Risk management, and Regulation Management Frameworks to guide the team.
   • Ensure PLA/Business MI provides accurate analysis, trends, outliers, and issues to the Business Committee.
3. Individual Contribution and Teamwork:
   • Create an environment fostering knowledge sharing across teams and locations.
   • Provide SME opinions on exception identification, escalation, and management.
   • Act with integrity, uphold ethical standards, and exemplify HSBC's code of conduct.

Job Requirements:

• Understanding of Regulation Management Frameworks, including Enterprise-wide Risk Management.
• Knowledge of applications within the Regulation Management Ecosystem, Project Management Tools, and UAT.
• Understanding of regulatory expectations and local issues.
• Support to Risk Stewards, LoB heads, and Group CRCO for reporting.

Additional Skills:

• Bachelor/Master’s in MBA Finance or similar, with at least 8 years in Banking/Law/Financial Services in Compliance roles.
• Experience in Banking Compliance, Regulatory Compliance 2nd LoD, or Compliance Audit.
• Strong organizational, communication, and relationship management skills.
• Proficiency in MS Office applications.
• Self-motivated with project management and documentation skills.
• Good judgment, analytical skills, and high integrity.
• Focus on Quality, Automation, and Efficiency (Six Sigma/Lean).

Note: Candidates with less experience may be offered a lower band. Priority will be given to candidates with immediate right to work and no relocation needed.

You’ll achieve more when you join HSBC.

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