Associate Director, Regulatory Remediation and Controls (Php 120,000)

J-K Network Services; Quezon City; Hybrid; PHP 334,800 - 669,600; Full time

Job summary

A financial services company in Quezon City is seeking an Associate Director for Regulatory Remediation and Controls. This role involves managing regulatory examinations, developing compliance controls, and ensuring alignment with policy. Candidates must possess a Bachelor's degree and have over 5 years of experience in regulatory compliance within the financial services sector. A hybrid work setup is available.

Qualifications

• At least 5 years of experience in regulatory compliance or risk management.
• Experience in financial services and regulatory landscape.
• Experience with regulatory examinations and remediation programs.

Responsibilities

• Manage and lead regulatory examinations and audits.
• Drive development and implementation of preventative controls.
• Monitor and improve compliance controls and perform risk assessments.
• Ensure business continuity for regulatory functions.

Skills

Regulatory compliance

Governance

Audit

Risk management

Financial services knowledge

Education

Bachelor’s Degree

Job description

Associate Director, Regulatory Remediation and Controls (Php 120,000)

Hybrid - Quezon City 5-10 Yrs Exp Bachelor Full-time

Job Description

Position: Associate Director, Regulatory Remediation and Controls

Company: A financial company with operations spanning Asia, North America, and select global markets, the company serves millions of customers through both digital platforms and a strong advisor network.

Company Industry: Financial Services Industry

Location: Quezon City

Salary Offer: Php 30,000 - Php 60,000

Work Schedule: Flexible

Work Set Up: Hybrid Setup (3x Onsite, 2x WFH)

Job Requirements

• Bachelor’s Degree.
• With at least 5 years of experience in regulatory compliance, governance, audit, or risk management within financial services.
• Experience in financial services industry and regulatory landscape, with experience in regulatory examinations and remediation programs.
• Amenable to work in Quezon City
• Amenable to work on a hybrid set-up (3x a week onsite)

Job Responsibilities

• Manage and lead regulatory examinations and audits, ensuring timely and accurate responses from various stakeholders.
• Drive the development and implementation of preventative controls, focusing on automation and accountability in high-risk areas.
• Monitor and improve compliance controls to ensure they align with current regulatory requirements and perform risk assessments.
• Ensuring business continuity for regulatory functions, and collaborating with senior leadership to align on company goals and influence policy.